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GABELLI HLTHCARE & WELLNESS
GABELLI HLTHCARE & WELLNESS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 33 Institutional holders with a total value of $917,055.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 651 0 0.00%
2 US BANCORP \DE\ 248 0 0.00%
3 Gary Goldberg Planning Services Inc 1,002 0 0.00%
4 Creative Planning 546 0 0.00%
5 Tower Research Capital LLC (TRC) 497 0 0.00%
6 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 60 0 0.00%
7 WealthTrust Fairport, LLC 363 0 0.00%
8 BOSTON PRIVATE BANK & TRUST CO 18 0 0.00%
9 CITIGROUP INC 801 0 0.00%
10 BESSEMER GROUP INC 90 0 0.00%
11 B. Riley Wealth Advisors, Inc. 27 10 0.00%
12 AMERICAN INTERNATIONAL GROUP, INC. 117 45 0.00%
13 SIGNATUREFD, LLC 3,219 1,000 0.11%
14 ROYAL BANK OF CANADA 3,298 1,000 0.11%
15 BANK OF AMERICA CORP /DE/ 3,702 1,000 0.11%
16 New Harbor Financial Group, LLC 6,003 2,000 0.22%
17 OPPENHEIMER & CO INC 23,878 9,000 0.98%
18 UBS AG 24,567 9,000 0.98%
19 GUGGENHEIM CAPITAL LLC 27,720 11,000 1.20%
20 SIT INVESTMENT ASSOCIATES INC 38,485 15,000 1.64%
21 Diversified Trust Co 45,261 17,000 1.85%
22 MSI Financial Services Inc 79,341 31,000 3.38%
23 Bulldog Investors, LLP 93,314 36,000 3.93%
24 LAZARD ASSET MANAGEMENT LLC 98,180 37,000 4.03%
25 WELLS FARGO & COMPANY/MN 98,802 38,000 4.14%
26 Yakira Capital Management, Inc. 103,460 40,000 4.36% SH
27 CSS LLC/IL 49,661 60,000 6.54%
28 GAMCO INVESTORS, INC. ET AL 160,661 63,000 6.87%
29 Virtu KCG Holdings LLC 178,751 68,000 7.42%
30 First Allied Advisory Services, Inc. 187,717 75,000 8.18%
31 MORGAN STANLEY 249,814 96,000 10.47%
32 Weiss Asset Management LP 280,489 107,000 11.67%
33 CREDIT SUISSE AG/ 518,767 200,000 21.81%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.