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INOVIO PHARMACEUTICALS INC
INOVIO PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 113 Institutional holders with a total value of $133,742,603.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 25,618 169,591 0.13%
52 CITIGROUP INC 22,800 151,000 0.11% Call
53 PNC FINANCIAL SERVICES GROUP, INC. 20,000 133,000 0.10%
54 Squarepoint Ops LLC 18,669 124,000 0.09%
55 DEUTSCHE BANK AG\ 16,683 109,000 0.08%
56 Legal & General Group Plc 16,135 106,000 0.08%
57 DIMENSIONAL FUND ADVISORS LP 15,863 105,000 0.08%
58 HighTower Advisors, LLC 15,640 101,000 0.08%
59 Thomas J. Herzfeld Advisors, Inc. 15,000 99,000 0.07%
60 LEVIN CAPITAL STRATEGIES, L.P. 15,000 99,000 0.07%
61 Commonwealth Equity Services, Inc 14,725 97,000 0.07%
62 CITADEL ADVISORS LLC 13,600 90,000 0.07% Call
63 First Financial Bank - Trust Division 13,320 88,000 0.07%
64 ADVISOR GROUP, INC. 11,825 79,000 0.06%
65 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,400 75,000 0.06%
66 EMERALD ADVISERS, LLC 11,043 73,000 0.05%
67 Creative Planning 11,030 73,000 0.05%
68 PRICE T ROWE ASSOCIATES INC /MD/ 10,200 68,000 0.05%
69 RAYMOND JAMES & ASSOCIATES 10,113 67,000 0.05%
70 GLENVIEW STATE BANK TRUST DEPT. 10,000 66,000 0.05%
71 FIRST INTERSTATE BANK 6,200 41,000 0.03%
72 GLOBAL RETIREMENT PARTNERS, LLC 5,980 40,000 0.03%
73 CANADA LIFE ASSURANCE Co 5,810 38,000 0.03%
74 Ameritas Investment Partners, Inc. 5,391 36,000 0.03%
75 ROYAL BANK OF CANADA 5,254 35,000 0.03%
76 IHT WEALTH MANAGEMENT, LLC 3,292 20,000 0.01%
77 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,000 19,000 0.01%
78 BARCLAYS PLC 2,748 18,000 0.01%
79 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,500 17,000 0.01%
80 MOSAIC FAMILY WEALTH, LLC 2,500 17,000 0.01%
81 Zurcher Kantonalbank (Zurich Cantonalbank) 2,359 16,000 0.01%
82 JPMORGAN CHASE & CO 2,534 16,000 0.01%
83 Compagnie Lombard Odier SCmA 2,000 13,000 0.01%
84 CUTLER GROUP LLC / CA 15,700 13,000 0.01% Put
85 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,989 13,000 0.01%
86 IFP ADVISORS, INC 1,548 10,000 0.01%
87 MEEDER ASSET MANAGEMENT INC 1,289 9,000 0.01%
88 CENTRAL TRUST Co 1,250 8,000 0.01%
89 Focused Wealth Management, Inc 1,000 7,000 0.01%
90 US BANCORP \DE\ 1,000 7,000 0.01%
91 CITIGROUP INC 1,000 7,000 0.01% Put
92 Blume Capital Management, Inc. 1,000 7,000 0.01%
93 SYNOVUS FINANCIAL CORP 950 6,000 0.00%
94 BUTENSKY & COHEN FINANCIAL SECURITY, INC 750 5,000 0.00%
95 Patten Group, Inc. 800 5,000 0.00%
96 Cable Hill Partners, LLC 750 5,000 0.00%
97 HAP Trading, LLC 15,100 4,000 0.00% Call
98 BNP PARIBAS FINANCIAL MARKETS 455 3,012 0.00%
99 KRILOGY FINANCIAL LLC 500 3,000 0.00%
100 Brick & Kyle, Associates 500 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.