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TOP SHIPS INC
TOP SHIPS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 10 Institutional holders with a total value of $147,052.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mount Lucas Management LP 82,000 84,000 57.12%
2 Kazazian Asset Management, LLC 32,834 34,000 23.12%
3 UBS Group AG 9,966 10,000 6.80%
4 Capstone Financial Advisors, Inc. 10,000 10,000 6.80%
5 MORGAN STANLEY 8,674 9,000 6.12%
6 AMERICAN INTERNATIONAL GROUP, INC. 50 52 0.04%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 47 0 0.00%
8 ROYAL BANK OF CANADA 2 0 0.00%
9 WELLS FARGO & COMPANY/MN 1 0 0.00%
10 NEXT Financial Group, Inc 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.