| 1 |
Focused Wealth Management, Inc |
4 |
0 |
0.00% |
|
|
| 2 |
North Star Investment Management Corp. |
6 |
0 |
0.00% |
|
|
| 3 |
WHITTIER TRUST CO |
16 |
1,000 |
0.00% |
|
|
| 4 |
DEUTSCHE BANK AG\ |
27 |
1,000 |
0.00% |
Call |
|
| 5 |
Transamerica Financial Advisors, LLC |
3 |
1,000 |
0.00% |
|
|
| 6 |
SHARKEY, HOWES & JAVER |
39 |
2,000 |
0.00% |
|
|
| 7 |
PROFICIO CAPITAL PARTNERS LLC |
36 |
2,000 |
0.00% |
|
|
| 8 |
Riggs Asset Managment Co. Inc. |
33 |
2,000 |
0.00% |
|
|
| 9 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
33 |
2,000 |
0.00% |
|
|
| 10 |
SARGENT BICKHAM LAGUDIS LLC |
59 |
3,000 |
0.00% |
|
|
| 11 |
BALDWIN WEALTH PARTNERS LLC/MA |
66 |
3,000 |
0.00% |
|
|
| 12 |
Winch Advisory Services, LLC |
53 |
3,000 |
0.00% |
|
|
| 13 |
FineMark National Bank & Trust |
50 |
3,000 |
0.00% |
|
|
| 14 |
TD Securities (USA) LLC |
65 |
3,000 |
0.00% |
|
|
| 15 |
SYNOVUS FINANCIAL CORP |
60 |
3,000 |
0.00% |
|
|
| 16 |
Alexandria Capital, LLC |
66 |
3,000 |
0.00% |
|
|
| 17 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
65 |
4,000 |
0.00% |
|
|
| 18 |
Allworth Financial LP |
82 |
4,000 |
0.00% |
|
|
| 19 |
Gradient Investments LLC |
87 |
5,000 |
0.00% |
|
|
| 20 |
NEXT Financial Group, Inc |
100 |
5,000 |
0.00% |
|
|
| 21 |
Johnson Financial Group, Inc. |
104 |
5,000 |
0.00% |
|
|
| 22 |
WFG Advisors, LP |
96 |
5,000 |
0.00% |
|
|
| 23 |
Cupps Capital Management, LLC |
98 |
5,000 |
0.00% |
|
|
| 24 |
Tarbox Family Office, Inc. |
125 |
7,000 |
0.00% |
|
|
| 25 |
First Horizon Advisors, Inc. |
130 |
7,000 |
0.00% |
|
|
| 26 |
GUPTA WEALTH MANAGEMENT LLC |
159 |
8,000 |
0.00% |
|
|
| 27 |
Evercore Wealth Management, LLC |
144 |
8,000 |
0.00% |
|
|
| 28 |
ZIONS BANCORPORATION |
141 |
8,000 |
0.00% |
|
|
| 29 |
Financial Architects, Inc |
164 |
9,000 |
0.00% |
|
|
| 30 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
173 |
9,000 |
0.00% |
|
|
| 31 |
West Family Investments, Inc. |
100 |
9,000 |
0.00% |
Put |
|
| 32 |
Advisory Services Network, LLC |
196 |
10,000 |
0.00% |
|
|
| 33 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
189 |
10,000 |
0.00% |
|
|
| 34 |
FIRST PREMIER BANK |
200 |
11,000 |
0.00% |
|
|
| 35 |
ADVENT CAPITAL MANAGEMENT /DE/ |
400 |
12,000 |
0.00% |
Call |
|
| 36 |
Twin Tree Management, LP |
280 |
15,000 |
0.00% |
|
|
| 37 |
Sandy Spring Bank |
303 |
16,000 |
0.00% |
|
|
| 38 |
CENTRAL TRUST Co |
300 |
16,000 |
0.00% |
|
|
| 39 |
QUADRANT CAPITAL GROUP LLC |
344 |
17,000 |
0.00% |
|
|
| 40 |
Mraz, Amerine & Associates, Inc. |
366 |
19,343 |
0.00% |
|
|
| 41 |
Plante Moran Financial Advisors, LLC |
373 |
20,000 |
0.00% |
|
|
| 42 |
ASSETMARK, INC |
392 |
21,000 |
0.00% |
|
|
| 43 |
CUTLER GROUP LLC / CA |
10,600 |
27,000 |
0.00% |
Put |
|
| 44 |
VALLEY NATIONAL ADVISERS INC |
534 |
28,000 |
0.00% |
|
|
| 45 |
Cornerstone Advisors, Inc. |
628 |
33,000 |
0.00% |
|
|
| 46 |
Vident Investment Advisory, LLC |
2,155,752 |
40,000 |
0.00% |
|
|
| 47 |
NCM CAPITAL MANAGEMENT GROUP INC |
850 |
45,000 |
0.00% |
|
|
| 48 |
WHITTIER TRUST CO OF NEVADA INC |
872 |
46,000 |
0.00% |
|
|
| 49 |
Shinko Asset Management Co., Ltd. |
868 |
46,000 |
0.00% |
|
|
| 50 |
Orion Porfolio Solutions, LLC |
938 |
50,000 |
0.00% |
|
|
