| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 27,106,000 | 28,190,000 | 27.79% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 13,115,000 | 13,657,000 | 13.46% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 9,950,000 | 10,350,000 | 10.20% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 8,800,000 | 9,170,000 | 9.04% | PRN | |
| 5 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 6,940,000 | 7,193,000 | 7.09% | PRN | |
| 6 | ROYAL BANK OF CANADA | 6,530,000 | 6,734,000 | 6.64% | PRN | |
| 7 | INCOME RESEARCH & MANAGEMENT | 5,410,000 | 5,586,000 | 5.51% | PRN | |
| 8 | MORGAN STANLEY | 5,200,000 | 5,370,000 | 5.29% | PRN | |
| 9 | CREDIT SUISSE AG/ | 3,145,000 | 3,248,000 | 3.20% | PRN | |
| 10 | CI Global Investments Inc. | 3,000,000 | 3,098,000 | 3.05% | ||
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 1,950,000 | 2,023,000 | 1.99% | ||
| 12 | Bank of New York Mellon Corp | 1,750,000 | 1,805,000 | 1.78% | ||
| 13 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 1,570,000 | 1,621,000 | 1.60% | ||
| 14 | Lombard Odier Asset Management (Europe) Ltd | 1,500,000 | 1,569,000 | 1.55% | PRN | |
| 15 | DEUTSCHE BANK AG\ | 1,000,000 | 1,032,000 | 1.02% | PRN | |
| 16 | Windsor Capital Management, LLC | 400,000 | 413,000 | 0.41% | ||
| 17 | JPMORGAN CHASE & CO | 375,000 | 387,000 | 0.38% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
