| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RESOLUTE FOREST | 12,583,695 | 196,809,000 | 16.70% | ||
| 2 | GLOBALSTAR INC | 30,850,050 | 112,911,000 | 9.58% | ||
| 3 | LEVEL 3 COMM | 2,061,286 | 94,263,000 | 8.00% | ||
| 4 | INFINERA CORP SENIOR DEBENTURE CONVERTIBLE | 52,200,000 | 58,532,000 | 4.97% | PRN | |
| 5 | AMAG PHARMACEUTICALS INC | 43,000,000 | 57,674,000 | 4.89% | PRN | |
| 6 | ALPHA NATURAL RESOURCES | 21,500,000 | 53,320,000 | 4.52% | ||
| 7 | WEBMD HEALTH CORP NOTE | 49,078,000 | 49,262,000 | 4.18% | PRN | |
| 8 | RAMBUS INC DEL NOTE | 30,138,000 | 36,733,000 | 3.12% | PRN | |
| 9 | AMERICAN RLTY CAP PPTYS INC | 33,980,000 | 33,810,000 | 2.87% | PRN | |
| 10 | APOLLO INVT CORP 5.75% 01/15/2016 | 30,762,000 | 32,031,000 | 2.72% | PRN | |
| 11 | Cornerstone OnDemand Inc | 29,433,000 | 29,249,000 | 2.48% | PRN | |
| 12 | FXCM INC | 27,556,000 | 28,677,000 | 2.43% | PRN | |
| 13 | FIFTH STR FIN CORP 5.375% 04/01/2016 | 27,106,000 | 28,190,000 | 2.39% | PRN | |
| 14 | MEDIDATA SOLUTIONS INC | 25,525,000 | 27,727,000 | 2.35% | PRN | |
| 15 | INTERDIGITAL INC | 25,909,000 | 26,654,000 | 2.26% | PRN | |
| 16 | FINISAR CORP | 15,915,000 | 24,743,000 | 2.10% | PRN | |
| 17 | PHOTRONICS INC | 18,855,000 | 19,711,000 | 1.67% | PRN | |
| 18 | MICRON TECHNOLOGY INC | 560,900 | 19,216,000 | 1.63% | ||
| 19 | AEGEAN MARINE PETE NETWORK I | 19,150,000 | 18,625,000 | 1.58% | PRN | |
| 20 | WEBMD HEALTH CORP | 15,350,000 | 15,484,000 | 1.31% | PRN | |
| 21 | CHIQUITA BRANDS INTL INC | 14,799,000 | 14,799,000 | 1.26% | PRN | |
| 22 | PHOTRONICS INC | 8,500,000 | 13,460,000 | 1.14% | PRN | |
| 23 | VOLCANO CORPORATION | 13,285,000 | 13,086,000 | 1.11% | PRN | |
| 24 | BOTTOMLINE TECH DEL INC | 11,310,000 | 12,752,000 | 1.08% | PRN | |
| 25 | ALPHA NATURAL RESOURCES | 17,800,000 | 12,727,000 | 1.08% | PRN | |
| 26 | NUVASIVE INC | 11,000,000 | 12,245,000 | 1.04% | PRN | |
| 27 | SYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1 | 10,500,000 | 11,681,000 | 0.99% | PRN | |
| 28 | SHUTTERFLY INC NOTE | 10,885,000 | 11,252,000 | 0.95% | PRN | |
| 29 | MICRON TECHNOLOGY | 3,500,000 | 10,977,000 | 0.93% | PRN | |
| 30 | ROVI CORP | 10,528,000 | 10,594,000 | 0.90% | PRN | |
| 31 | VIPSHOP HLDGS LTD | 8,800,000 | 10,408,000 | 0.88% | PRN | |
| 32 | APOLLO COML REAL EST FIN INC | 10,000,000 | 9,963,000 | 0.85% | PRN | |
| 33 | ALTRA INDL MOTION CORP | 7,125,000 | 8,638,000 | 0.73% | PRN | |
| 34 | SERVICESOURCE INTL INC | 10,882,000 | 8,298,000 | 0.70% | PRN | |
| 35 | MICRON TECHNOLOGY INC | 300,000 | 5,250,000 | 0.45% | Call | |
| 36 | INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERE | 5,000,000 | 5,241,000 | 0.44% | PRN | |
| 37 | BALTIC TRADING LIMITED | 1,262,801 | 5,228,000 | 0.44% | ||
| 38 | MOVE INC | 3,823,000 | 4,884,000 | 0.41% | PRN | |
| 39 | POWERSHARES QQQ TRUST | 1,850,000 | 4,835,000 | 0.41% | Put | |
| 40 | EXTREME NETWORKS INC COM | 949,227 | 4,547,000 | 0.39% | ||
| 41 | Energy XXI LTD | 375,000 | 4,256,000 | 0.36% | ||
| 42 | WORKDAY INC | 3,000,000 | 3,596,000 | 0.31% | PRN | |
| 43 | RICE ENERGY INC | 125,000 | 3,325,000 | 0.28% | ||
| 44 | SPDR S&P 500 ETF TR | 1,100,000 | 2,910,000 | 0.25% | Put | |
| 45 | DEPOMED INC | 2,000,000 | 2,114,000 | 0.18% | PRN | |
| 46 | VECTOR GROUP LTD | 1,500,000 | 1,678,000 | 0.14% | PRN | |
| 47 | ENDEAVOUR INTL CORP COM NEW | 3,000,000 | 897,000 | 0.08% | ||
| 48 | NORTHERN DYNASTY MINERALS LTD COM | 1,520,000 | 831,000 | 0.07% | ||
| 49 | Wright Medical Conv Sr Notes | 519,000 | 515,000 | 0.04% | PRN | |
| 50 | ROYAL BK CDA MONTREAL QUE | 450,000 | 349,000 | 0.03% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001133521-14-000046, filed 2014.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
