| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 15,033 | 520,000 | 59.63% | ||
| 2 | Cetera Advisors LLC | 10,161 | 349,000 | 40.02% | ||
| 3 | Ground Swell Capital, LLC | 100 | 3,000 | 0.34% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
