| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 80,009 | 2,028,000 | 71.28% | ||
| 2 | LPL Financial LLC | 20,199 | 512,000 | 18.00% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 10,525 | 267,000 | 9.38% | ||
| 4 | NEW ENGLAND SECURITIES CORP /MA/ | 1,350 | 34,000 | 1.20% | ||
| 5 | ROYAL BANK OF CANADA | 150 | 4,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
