| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Hilton Capital Management, LLC | 122,905 | 2,858,000 | 67.09% | PRN | |
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,200 | 632,000 | 14.84% | ||
| 3 | 683 Capital Management, LLC | 24,932 | 567,000 | 13.31% | ||
| 4 | UBS Group AG | 8,515 | 198,000 | 4.65% | ||
| 5 | Tower Research Capital LLC (TRC) | 202 | 5,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
