| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 14,200,000 | 14,808,000 | 56.45% | PRN | |
| 2 | AMERIPRISE FINANCIAL INC | 5,500,000 | 5,703,000 | 21.74% | PRN | |
| 3 | GRACE BROTHERS MANAGEMENT LLC | 2,500,000 | 2,608,000 | 9.94% | PRN | |
| 4 | Invesco Ltd. | 2,500,000 | 2,592,000 | 9.88% | ||
| 5 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 500,000 | 521,000 | 1.99% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
