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Oxford Lane Cap8.125 Cl6/2017
Oxford Lane Cap8.125 Cl6/2017. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 3 Institutional holders with a total value of $2,245,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Thomas J. Herzfeld Advisors, Inc. 61,227 1,551,000 69.09%
2 KCM INVESTMENT ADVISORS LLC 25,400 643,000 28.64%
3 SPIRIT OF AMERICA MANAGEMENT CORP/NY 2,000 51,000 2.27%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.