| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Lime Rock Management LP | 8,569,600 | 54,588,000 | 77.71% | ||
| 2 | DEUTSCHE BANK AG\ | 707,800 | 4,508,000 | 6.42% | ||
| 3 | CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 222,460 | 1,417,000 | 2.02% | ||
| 4 | Arrow Investment Advisors, LLC | 203,082 | 1,294,000 | 1.84% | ||
| 5 | WELLS FARGO & COMPANY/MN | 159,684 | 1,017,000 | 1.45% | ||
| 6 | GSA CAPITAL PARTNERS LLP | 139,424 | 888,000 | 1.26% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 101,700 | 648,000 | 0.92% | Put | |
| 8 | MORGAN STANLEY | 99,488 | 633,000 | 0.90% | ||
| 9 | GOLDMAN SACHS GROUP INC | 83,374 | 531,000 | 0.76% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 82,033 | 523,000 | 0.74% | ||
| 11 | Texas Yale Capital Corp. | 64,000 | 408,000 | 0.58% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 59,100 | 376,000 | 0.54% | Call | |
| 13 | BARCLAYS PLC | 53,790 | 323,000 | 0.46% | ||
| 14 | JANE STREET GROUP, LLC | 44,184 | 281,000 | 0.40% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 38,925 | 247,952 | 0.35% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 31,590 | 201,000 | 0.29% | ||
| 17 | HUNTINGTON NATIONAL BANK | 31,479 | 201,000 | 0.29% | ||
| 18 | Trust Asset Management LLC | 31,598 | 201,000 | 0.29% | ||
| 19 | Ironwood Investment Counsel, LLC | 30,334 | 193,000 | 0.27% | ||
| 20 | UBS Group AG | 30,016 | 192,000 | 0.27% | ||
| 21 | BANK OF MONTREAL /CAN/ | 30,000 | 191,000 | 0.27% | ||
| 22 | GROUP ONE TRADING LLC | 25,387 | 162,000 | 0.23% | ||
| 23 | PEAK6 Group LLC | 25,189 | 160,000 | 0.23% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 23,573 | 150,000 | 0.21% | ||
| 25 | PEAK6 Group LLC | 18,900 | 120,000 | 0.17% | Put | |
| 26 | PRELUDE CAPITAL MANAGEMENT, LLC | 18,400 | 117,000 | 0.17% | ||
| 27 | Sumitomo Mitsui Trust Group, Inc. | 18,000 | 115,000 | 0.16% | ||
| 28 | Sigma Planning Corp | 17,050 | 109,000 | 0.16% | ||
| 29 | OAKWOOD CAPITAL MANAGEMENT LLC/CA | 14,000 | 89,000 | 0.13% | ||
| 30 | STATE STREET CORP | 13,737 | 88,000 | 0.13% | ||
| 31 | Spot Trading L.L.C | 10,100 | 64,000 | 0.09% | Put | |
| 32 | Spot Trading L.L.C | 9,541 | 61,000 | 0.09% | ||
| 33 | PEAK6 Group LLC | 5,500 | 35,000 | 0.05% | Call | |
| 34 | SHARKEY, HOWES & JAVER | 5,197 | 33,000 | 0.05% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 4,074 | 26,000 | 0.04% | ||
| 36 | ALLIANCEBERNSTEIN L.P. | 2,540 | 16,000 | 0.02% | ||
| 37 | US BANCORP \DE\ | 1,644 | 10,000 | 0.01% | ||
| 38 | MSI Financial Services Inc | 1,000 | 6,000 | 0.01% | ||
| 39 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 875 | 6,000 | 0.01% | ||
| 40 | Creative Planning | 800 | 5,000 | 0.01% | ||
| 41 | SIMPLEX TRADING, LLC | 760 | 4,000 | 0.01% | ||
| 42 | THRIVENT FINANCIAL FOR LUTHERANS | 340 | 2,000 | 0.00% | ||
| 43 | U S GLOBAL INVESTORS INC | 300 | 2,000 | 0.00% | ||
| 44 | CITIGROUP INC | 259 | 2,000 | 0.00% | ||
| 45 | ROYAL BANK OF CANADA | 150 | 1,000 | 0.00% | ||
| 46 | SUMMIT SECURITIES GROUP LLC | 200 | 1,000 | 0.00% | ||
| 47 | GLENMEDE TRUST CO NA | 61 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
