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CASI PHARMACEUTICALS INC COM
CASI PHARMACEUTICALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 6 Institutional holders with a total value of $4,482,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CAPITAL MANAGEMENT ASSOCIATES /NY/ 775,155 1,395,000 31.12%
2 Wellington Shields Capital Management, LLC 775,155 1,395,000 31.12%
3 Wellington Shields & Co., LLC 518,583 933,000 20.82%
4 VANGUARD GROUP INC 391,660 705,000 15.73%
5 Geduld E E 20,000 36,000 0.80%
6 EVERETT HARRIS & CO /CA/ 10,002 18,000 0.40%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.