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CASI PHARMACEUTICALS INC COM
CASI PHARMACEUTICALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $2,551,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Focused Wealth Management, Inc 45 0 0.00%
2 Creative Planning 9 0 0.00%
3 ROYAL FUND MANAGEMENT, LLC 9 0 0.00%
4 Chicago Partners Investment Group LLC 27 0 0.00%
5 WELLS FARGO & COMPANY/MN 98 0 0.00%
6 ADVISOR GROUP, INC. 130 0 0.00%
7 IFP ADVISORS, INC 3 0 0.00%
8 NEXT Financial Group, Inc 2 0 0.00%
9 INDEPENDENT ADVISOR ALLIANCE 12 15 0.00%
10 BANK OF AMERICA CORP /DE/ 1,144 1,000 0.04%
11 MORGAN STANLEY 679 1,000 0.04%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,045 1,000 0.04%
13 BlackRock Investment Management, LLC 3,375 4,000 0.16%
14 UBS Group AG 3,064 4,000 0.16%
15 BLACKROCK ADVISORS LLC 7,740 9,000 0.35%
16 EVERETT HARRIS & CO /CA/ 10,002 12,000 0.47%
17 NORTHERN TRUST CORP 17,273 19,000 0.74%
18 WILLIAMS JONES & ASSOCIATES LLC 17,812 20,000 0.78%
19 ROYAL BANK OF CANADA 19,589 22,000 0.86%
20 Penobscot Investment Management Company, Inc. 27,000 31,000 1.22%
21 DEUTSCHE BANK AG\ 32,901 37,000 1.45%
22 GEODE CAPITAL MANAGEMENT, LLC 38,700 44,000 1.72%
23 BlackRock Fund Advisors 37,886 44,000 1.72%
24 Raymond James Financial Services Advisors, Inc. 55,090 63,000 2.47%
25 Moors & Cabot, Inc. 79,486 92,000 3.61%
26 RENAISSANCE TECHNOLOGIES LLC 124,800 144,000 5.64%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 136,518 157,000 6.15%
28 BlackRock Institutional Trust Company, N.A. 225,650 259,000 10.15%
29 VANGUARD GROUP INC 346,177 398,000 15.60%
30 Wellington Shields & Co., LLC 505,474 581,000 22.78%
31 Wellington Shields Capital Management, LLC 528,447 608,000 23.83%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.