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CASI PHARMACEUTICALS INC COM
CASI PHARMACEUTICALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 26 Institutional holders with a total value of $3,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Chicago Partners Investment Group LLC 27 0 0.00%
2 Creative Planning 9 0 0.00%
3 ADVISOR GROUP, INC. 130 0 0.00%
4 IFP ADVISORS, INC 3 0 0.00%
5 WELLS FARGO & COMPANY/MN 68 0 0.00%
6 ROYAL FUND MANAGEMENT, LLC 9 0 0.00%
7 Focused Wealth Management, Inc 45 0 0.00%
8 MORGAN STANLEY 679 1,000 0.03%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 499 1,000 0.03%
10 BANK OF AMERICA CORP /DE/ 1,144 2,000 0.06%
11 UBS Group AG 1,291 2,000 0.06%
12 EVERETT HARRIS & CO /CA/ 10,002 14,000 0.42%
13 DEUTSCHE BANK AG\ 14,568 20,000 0.60%
14 Manatuck Hill Partners, LLC 15,090 21,000 0.63%
15 ROYAL BANK OF CANADA 17,572 25,000 0.75%
16 Moors & Cabot, Inc. 26,053 38,000 1.14%
17 Virtu KCG Holdings LLC 27,285 39,000 1.17%
18 NORTHERN TRUST CORP 31,034 44,000 1.32%
19 GEODE CAPITAL MANAGEMENT, LLC 38,700 54,000 1.62%
20 Raymond James Financial Services Advisors, Inc. 55,090 78,000 2.34%
21 RENAISSANCE TECHNOLOGIES LLC 112,726 160,000 4.81%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 136,518 194,000 5.83%
23 BlackRock Finance, Inc. 276,223 392,000 11.78%
24 VANGUARD GROUP INC 346,177 491,000 14.75%
25 Wellington Shields & Co., LLC 505,474 718,000 21.57%
26 Wellington Shields Capital Management, LLC 728,447 1,034,000 31.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.