| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | NuWave Investment Management, LLC | 50 | 6,000 | 0.00% | ||
| 502 | Waverly Advisors, LLC | 43 | 5,000 | 0.00% | ||
| 503 | Oakworth Capital, Inc. | 39 | 5,000 | 0.00% | ||
| 504 | Cornerstone Advisors, Inc. | 24 | 3,000 | 0.00% | ||
| 505 | Transamerica Financial Advisors, LLC | 1 | 1,000 | 0.00% | ||
| 506 | HighTower Advisors, LLC | 100 | 1,000 | 0.00% | Call | |
| 507 | WELLS FARGO & COMPANY/MN | 10,000 | 1,000 | 0.00% | Put | |
| 508 | NEW ENGLAND SECURITIES CORP /MA/ | 7 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
