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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 133 Institutional holders with a total value of $403,557,653.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ProShare Advisors LLC 39,484 1,297,000 0.32%
52 Weiss Multi-Strategy Advisers LLC 37,845 1,244,000 0.31%
53 Swiss National Bank 37,300 1,226,000 0.30%
54 OPTIMUM INVESTMENT ADVISORS 34,105 1,121,000 0.28%
55 MCKINLEY CAPITAL MANAGEMENT LLC 33,005 1,085,000 0.27%
56 Barnett & Company, Inc. 32,666 1,073,000 0.27%
57 Homrich & Berg 32,517 1,069,000 0.26%
58 EnTrustPermal Management LLC 32,488 1,068,000 0.26%
59 METROPOLITAN LIFE INSURANCE CO/NY 31,442 1,033,000 0.26%
60 Employees Retirement System of Texas 31,148 1,024,000 0.25%
61 Legal & General Group Plc 30,622 1,006,000 0.25%
62 D. E. Shaw & Co., Inc. 30,579 1,005,000 0.25%
63 B. Riley Wealth Management, Inc. 30,526 1,003,000 0.25%
64 Nationwide Fund Advisors 30,151 991,000 0.25%
65 MANUFACTURERS LIFE INSURANCE COMPANY, THE 29,773 978,000 0.24%
66 CREDIT SUISSE AG/ 29,639 974,000 0.24%
67 ADVISORY RESEARCH INC 29,400 966,000 0.24%
68 Sumitomo Mitsui DS Asset Management Company, Ltd 29,400 966,000 0.24%
69 KING LUTHER CAPITAL MANAGEMENT CORP 28,000 920,000 0.23%
70 GEODE CAPITAL MANAGEMENT, LLC 27,248 895,000 0.22%
71 Wellington Shields Capital Management, LLC 26,450 869,000 0.22%
72 Trellus Management Company, LLC 25,700 845,000 0.21%
73 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 24,868 817,000 0.20%
74 MSI Financial Services Inc 24,540 807,000 0.20%
75 Commonwealth Equity Services, Inc 24,389 801,000 0.20%
76 LOGAN CAPITAL MANAGEMENT INC 23,800 782,000 0.19%
77 PEAK6 Group LLC 23,700 779,000 0.19% Call
78 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,945 754,000 0.19%
79 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 23,410 735,000 0.18%
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,700 713,000 0.18% Put
81 ICON ADVISERS INC/CO 20,400 670,000 0.17%
82 BLACKROCK ADVISORS LLC 20,206 664,000 0.16%
83 KING INVESTMENT ADVISORS INC/TX 19,108 628,000 0.16%
84 HL FINANCIAL SERVICES LLC 18,629 612,000 0.15%
85 Focused Wealth Management, Inc 17,967 590,000 0.15%
86 VOYA INVESTMENT MANAGEMENT LLC 17,396 572,000 0.14%
87 COMMERZBANK AKTIENGESELLSCHAFT /FI 17,254 567,000 0.14%
88 Cambridge Investment Research Advisors, Inc. 16,686 548,000 0.14%
89 PEAK6 Group LLC 13,700 450,000 0.11% Put
90 CITIGROUP INC 12,481 411,000 0.10%
91 Regal Investment Advisors LLC 12,199 401,000 0.10%
92 Virtu KCG Holdings LLC 11,899 391,000 0.10%
93 Ativo Capital Management LLC 11,779 387,000 0.10% SH
94 PRINCIPAL FINANCIAL GROUP INC 11,098 365,000 0.09%
95 BANK OF AMERICA CORP /DE/ 9,868 325,000 0.08%
96 ProVise Management Group, LLC 9,256 304,000 0.08%
97 Segment Wealth Management, LLC 8,859 291,000 0.07%
98 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 8,584 282,000 0.07%
99 Janney Montgomery Scott LLC 8,545 280,789 0.07%
100 GSA CAPITAL PARTNERS LLP 8,200 269,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.