Dark
Light
System
Security
MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 150 Institutional holders with a total value of $463,627,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 IFP ADVISORS, INC 9,928 326,000 0.07%
102 US BANCORP \DE\ 9,902 325,000 0.07%
103 Investors Capital Advisory Services 9,692 318,000 0.07%
104 VOYA FINANCIAL ADVISORS, INC. 9,451 310,000 0.07%
105 Regal Investment Advisors LLC 9,306 306,000 0.07%
106 GENEOS WEALTH MANAGEMENT INC. 9,060 297,000 0.06%
107 B. Riley Wealth Advisors, Inc. 8,611 283,000 0.06%
108 Concert Wealth Management Inc. 8,513 279,000 0.06%
109 Callahan Advisors, LLC 8,362 275,000 0.06%
110 LIDO ADVISORS, LLC 8,372 275,000 0.06%
111 Cetera Advisor Networks LLC 8,377 274,000 0.06%
112 Verity Asset Management, Inc. 8,350 274,000 0.06%
113 Capital Investment Advisors, LLC 7,830 257,000 0.06%
114 HighTower Trust Company, N.A. 6,699 220,000 0.05%
115 PNC FINANCIAL SERVICES GROUP, INC. 6,284 207,000 0.04%
116 GROUP ONE TRADING LLC 5,536 182,000 0.04%
117 JPMORGAN CHASE & CO 3,912 129,000 0.03%
118 WFG Advisors, LP 3,600 118,000 0.03%
119 RIVER GLOBAL INVESTORS LLP 2,800 92,000 0.02%
120 FIFTH THIRD BANCORP 2,750 90,000 0.02%
121 Shamrock Asset Management LLC 2,680 88,000 0.02%
122 Walleye Trading LLC 2,500 82,000 0.02% Call
123 NISA INVESTMENT ADVISORS, LLC 2,000 66,000 0.01%
124 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,700 56,000 0.01%
125 WOLVERINE TRADING LP /BD 17 55,794 0.01% Call
126 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,464 48,000 0.01%
127 CUTLER GROUP LLC / CA 25,900 36,000 0.01% Put
128 GLENMEDE TRUST CO NA 1,070 35,000 0.01%
129 Financial Architects, Inc 1,050 34,000 0.01%
130 WEALTHPLAN PARTNERS, LLC 2,054 33,755 0.01%
131 Global X Management CO LLC 1,016 33,000 0.01%
132 FARMERS & MERCHANTS INVESTMENTS INC 906 30,000 0.01%
133 WHITTIER TRUST CO 917 30,000 0.01%
134 NEXT Financial Group, Inc 900 29,000 0.01%
135 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 700 23,000 0.00%
136 Winslow, Evans & Crocker, Inc. 582 19,086 0.00%
137 Sandy Spring Bank 555 18,000 0.00%
138 PENSERRA CAPITAL MANAGEMENT LLC 496 16,000 0.00%
139 D.A. DAVIDSON & CO. 500 16,000 0.00%
140 BNP PARIBAS FINANCIAL MARKETS 386 12,680 0.00%
141 Edge Wealth Management LLC 322 11,000 0.00% SH
142 Gradient Investments LLC 176 6,000 0.00%
143 Allworth Financial LP 190 6,000 0.00%
144 CUTLER GROUP LLC / CA 5,900 6,000 0.00% Call
145 Kistler-Tiffany Companies, LLC 160 5,000 0.00%
146 BRONFMAN E.L. ROTHSCHILD, L.P. 100 3,000 0.00%
147 HOWE & RUSLING INC 90 3,000 0.00%
148 SEVENBRIDGE FINANCIAL GROUP, LLC 100 3,000 0.00%
149 CUTLER GROUP LLC / CA 50 1,000 0.00%
150 Hudock, Inc. 50 1,000 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.