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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 176 Institutional holders with a total value of $506,641,955.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KRILOGY FINANCIAL LLC 1 0 0.00%
2 CUTLER GROUP LLC / CA 1,300 0 0.00% Put
3 PHH INVESTMENTS, LTD. 1 1,000 0.00%
4 HOWE & RUSLING INC 18 1,000 0.00%
5 Hudock, Inc. 51 1,000 0.00%
6 LEE FINANCIAL CORP 18 1,000 0.00%
7 WESTSIDE INVESTMENT MANAGEMENT, INC. 34 1,248 0.00%
8 BARCLAYS PLC 49 2,000 0.00%
9 Burt Wealth Advisors 75 3,000 0.00%
10 SEVENBRIDGE FINANCIAL GROUP, LLC 100 3,000 0.00%
11 BELLWETHER INVESTMENT GROUP, LLC 75 3,000 0.00%
12 BRONFMAN E.L. ROTHSCHILD, L.P. 100 4,000 0.00%
13 CWM, LLC 100 4,000 0.00%
14 IHT WEALTH MANAGEMENT, LLC 164 6,000 0.00%
15 Kistler-Tiffany Companies, LLC 160 6,000 0.00%
16 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 150 6,000 0.00%
17 Gradient Investments LLC 176 6,000 0.00%
18 Allworth Financial LP 190 7,000 0.00%
19 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 240 8,000 0.00%
20 ACROSPIRE INVESTMENT MANAGEMENT LLC 307 11,000 0.00%
21 Edge Wealth Management LLC 300 11,000 0.00%
22 Baystate Wealth Management LLC 350 13,000 0.00%
23 BNP PARIBAS FINANCIAL MARKETS 386 14,193 0.00%
24 Clearbridge Investments, LLC 416 15,000 0.00%
25 Tower Research Capital LLC (TRC) 497 18,000 0.00%
26 CENTERSTAR FUND, LLC 7,500 18,000 0.00% Call PRN
27 FARMERS & MERCHANTS INVESTMENTS INC 549 20,000 0.00%
28 Sandy Spring Bank 555 20,000 0.00%
29 WEBSTER BANK, N. A. 750 28,000 0.01%
30 PENSERRA CAPITAL MANAGEMENT LLC 778 28,000 0.01%
31 NEXT Financial Group, Inc 800 29,000 0.01%
32 Quantbot Technologies LP 836 30,000 0.01%
33 WHITTIER TRUST CO 947 35,000 0.01%
34 D.A. DAVIDSON & CO. 1,025 37,000 0.01%
35 Financial Architects, Inc 1,250 46,000 0.01%
36 PARALLEL ADVISORS, LLC 1,259 46,000 0.01%
37 CREATIVE FINANCIAL DESIGNS INC /ADV 1,256 46,000 0.01%
38 INDEPENDENT ADVISOR ALLIANCE 1,485 54,574 0.01%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,636 60,000 0.01%
40 GLENMEDE TRUST CO NA 1,700 62,000 0.01%
41 INVICTUS RG 1,701 63,000 0.01%
42 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,700 63,000 0.01%
43 BESSEMER GROUP INC 1,899 70,000 0.01%
44 NISA INVESTMENT ADVISORS, LLC 2,000 74,000 0.01%
45 SIMPLEX TRADING, LLC 2,060 75,000 0.01%
46 Perigon Wealth Management, LLC 2,217 82,000 0.02%
47 Shamrock Asset Management LLC 2,220 82,000 0.02%
48 Global X Management CO LLC 2,443 90,000 0.02%
49 US BANCORP \DE\ 2,658 98,000 0.02%
50 GLOBAL RETIREMENT PARTNERS, LLC 3,859 142,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.