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MANNKIND CORPORATION
MANNKIND CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 192 Institutional holders with a total value of $199,294,635.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisors LLC 500 0 0.00% Call
2 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 400 0 0.00%
3 SIMPLEX TRADING, LLC 11 0 0.00%
4 D.A. DAVIDSON & CO. 550 0 0.00%
5 Parallax Volatility Advisers, L.P. 100 0 0.00%
6 EXANE DERIVATIVES 40 64 0.00%
7 Tower Research Capital LLC (TRC) 500 1,000 0.00%
8 FineMark National Bank & Trust 500 1,000 0.00%
9 NEXT Financial Group, Inc 750 1,000 0.00%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 1,000 0.00%
11 Creative Planning 3,000 1,000 0.00% Call
12 KRILOGY FINANCIAL LLC 1,000 2,000 0.00%
13 BRAVE ASSET MANAGEMENT INC 1,000 2,000 0.00%
14 Sandy Spring Bank 1,000 2,000 0.00%
15 ENVESTNET ASSET MANAGEMENT INC 1,220 2,000 0.00%
16 EQUITEC PROPRIETARY MARKETS, LLC 1,094 2,000 0.00%
17 VALLEY NATIONAL ADVISERS INC 1,300 2,000 0.00%
18 PEOPLES FINANCIAL SERVICES CORP. 1,200 2,000 0.00%
19 Glassman Wealth Services 1,000 2,000 0.00%
20 Patten Group, Inc. 1,500 2,415 0.00%
21 Cordasco Financial Network 2,000 3,000 0.00%
22 CUTLER GROUP LLC / CA 3,001 4,000 0.00%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,700 4,000 0.00%
24 CUTLER GROUP LLC / CA 62,500 4,000 0.00% Call
25 WESPAC ADVISORS SOCAL, LLC 3,200 5,152 0.00%
26 ATWOOD & PALMER INC 4,000 6,000 0.00%
27 INTEGRATED WEALTH MANAGEMENT 4,000 6,000 0.00%
28 Brick & Kyle, Associates 4,250 7,000 0.00%
29 WOLVERINE ASSET MANAGEMENT LLC 4,730 7,000 0.00%
30 FIFTH THIRD BANCORP 5,205 8,000 0.00%
31 MIZUHO SECURITIES USA LLC 33,300 9,000 0.00% Call
32 MARSHALL & SULLIVAN INC /WA/ 6,447 10,000 0.01%
33 NISA INVESTMENT ADVISORS, LLC 6,100 10,000 0.01%
34 WHITTIER TRUST CO 6,542 10,000 0.01%
35 IFP ADVISORS, INC 6,817 11,000 0.01%
36 PNC FINANCIAL SERVICES GROUP, INC. 6,444 11,000 0.01%
37 Zurcher Kantonalbank (Zurich Cantonalbank) 7,750 12,000 0.01%
38 Compagnie Lombard Odier SCmA 7,797 13,000 0.01%
39 Plante Moran Financial Advisors, LLC 10,000 16,000 0.01%
40 Cetera Advisors LLC 10,050 16,000 0.01%
41 Ironwood Investment Counsel, LLC 10,000 16,000 0.01%
42 Capital Investment Advisors, LLC 10,000 16,000 0.01%
43 Atria Investments, Inc 10,000 16,000 0.01%
44 MSI Financial Services Inc 10,762 17,000 0.01%
45 MML INVESTORS SERVICES, INC. 10,253 17,000 0.01%
46 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 12,000 19,000 0.01%
47 First Heartland Consultants, Inc. 12,250 20,000 0.01%
48 THOMPSON INVESTMENT MANAGEMENT, INC. 13,035 21,000 0.01%
49 STIFEL FINANCIAL CORP 14,100 23,000 0.01%
50 CIBC Asset Management Inc 14,540 23,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.