| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GAM Holding AG | 73,850 | 2,264,000 | 14.61% | ||
| 2 | UBS AG | 55,587 | 1,703,000 | 10.99% | ||
| 3 | JANE STREET GROUP, LLC | 32,400 | 993,000 | 6.41% | Put | |
| 4 | LPL Financial LLC | 31,523 | 966,000 | 6.23% | ||
| 5 | JANE STREET GROUP, LLC | 30,900 | 947,000 | 6.11% | Call | |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,757 | 789,000 | 5.09% | ||
| 7 | New Century Advisors, LLC | 30,000 | 774,000 | 4.99% | ||
| 8 | UBS AG | 21,500 | 659,000 | 4.25% | Put | |
| 9 | Shoker Investment Counsel, Inc. | 20,355 | 623,000 | 4.02% | ||
| 10 | BANK OF NOVA SCOTIA | 19,200 | 588,000 | 3.79% | ||
| 11 | ROYAL BANK OF CANADA | 18,815 | 576,000 | 3.72% | ||
| 12 | MORGAN STANLEY | 17,529 | 538,000 | 3.47% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 17,334 | 531,000 | 3.43% | ||
| 14 | JANE STREET GROUP, LLC | 15,650 | 480,000 | 3.10% | ||
| 15 | GOULD ASSET MANAGEMENT LLC /CA/ | 12,920 | 396,000 | 2.55% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,200 | 374,000 | 2.41% | Put | |
| 17 | WELLS FARGO & COMPANY/MN | 11,729 | 360,000 | 2.32% | ||
| 18 | TWIN FOCUS CAPITAL PARTNERS, LLC | 11,266 | 345,000 | 2.23% | ||
| 19 | GOLDMAN SACHS GROUP INC | 10,997 | 337,000 | 2.17% | ||
| 20 | BROWN ADVISORY INC | 10,350 | 317,000 | 2.05% | ||
| 21 | Virtu KCG Holdings LLC | 6,974 | 214,000 | 1.38% | ||
| 22 | CANADA LIFE ASSURANCE Co | 6,050 | 185,000 | 1.19% | ||
| 23 | CITADEL ADVISORS LLC | 5,674 | 174,000 | 1.12% | ||
| 24 | BARCLAYS PLC | 1,850 | 56,000 | 0.36% | ||
| 25 | EFG Private Wealth Management (Americas) Corp. | 1,645 | 50,000 | 0.32% | ||
| 26 | WHITTIER TRUST CO | 1,500 | 46,000 | 0.30% | ||
| 27 | Tower Research Capital LLC (TRC) | 1,451 | 44,000 | 0.28% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 1,400 | 42,000 | 0.27% | ||
| 29 | CITIGROUP INC | 1,125 | 35,000 | 0.23% | ||
| 30 | GLENMEDE TRUST CO NA | 1,000 | 30,000 | 0.19% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 520 | 15,938 | 0.10% | ||
| 32 | WFG Advisors, LP | 500 | 15,000 | 0.10% | ||
| 33 | B. Riley Wealth Management, Inc. | 200 | 6,000 | 0.04% | ||
| 34 | MSI Financial Services Inc | 160 | 5,000 | 0.03% | ||
| 35 | UBS AG | 100 | 3,000 | 0.02% | Call | |
| 36 | Pinnacle Summer Investments, Inc. | 84 | 3,000 | 0.02% | ||
| 37 | ADIRONDACK TRUST CO | 100 | 3,000 | 0.02% | ||
| 38 | Horrell Capital Management, Inc. | 100 | 3,000 | 0.02% | ||
| 39 | REILLY FINANCIAL ADVISORS, LLC | 85 | 3,000 | 0.02% | ||
| 40 | Creative Planning | 69 | 2,000 | 0.01% | ||
| 41 | Alexandria Capital, LLC | 76 | 2,000 | 0.01% | ||
| 42 | Winslow, Evans & Crocker, Inc. | 50 | 1,533 | 0.01% | ||
| 43 | WealthTrust-Arizona, LLC | 17 | 1,000 | 0.01% | ||
| 44 | BANK OF MONTREAL /CAN/ | 25 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
