| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 65,599 | 1,637,000 | 28.89% | ||
| 2 | NATIONAL PLANNING CORP | 49,218 | 1,216,000 | 21.46% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 43,087 | 1,075,000 | 18.97% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 25,300 | 631,000 | 11.13% | PRN | |
| 5 | CITIGROUP INC | 22,615 | 564,000 | 9.95% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,554 | 438,000 | 7.73% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,284 | 57,000 | 1.01% | ||
| 8 | ROYAL BANK OF CANADA | 1,000 | 25,000 | 0.44% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 680 | 16,966 | 0.30% | ||
| 10 | NEW ENGLAND SECURITIES CORP /MA/ | 285 | 7,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
