| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 2,595,844 | 62,560,000 | 19.64% | ||
| 2 | CITY NATIONAL BANK | 2,356,839 | 56,799,000 | 17.83% | ||
| 3 | AMERIPRISE FINANCIAL INC | 2,157,166 | 52,009,000 | 16.32% | ||
| 4 | QS Investors, LLC | 1,799,875 | 43,377,000 | 13.62% | ||
| 5 | WELLS FARGO & COMPANY/MN | 742,591 | 17,896,000 | 5.62% | ||
| 6 | LPL Financial LLC | 628,927 | 15,132,000 | 4.75% | ||
| 7 | AFAM CAPITAL, INC. | 534,952 | 12,892,000 | 4.05% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 340,549 | 8,207,000 | 2.58% | ||
| 9 | MORGAN STANLEY | 338,602 | 8,160,000 | 2.56% | ||
| 10 | VestGen Investment Management | 231,032 | 5,568,000 | 1.75% | ||
| 11 | Transamerica Financial Advisors, LLC | 221,411 | 5,337,000 | 1.68% | ||
| 12 | Freedom Investment Management, Inc. | 200,533 | 4,833,000 | 1.52% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 148,484 | 3,578,000 | 1.12% | ||
| 14 | Hillsdale Investment Management Inc. | 144,125 | 3,473,000 | 1.09% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 111,688 | 2,691,000 | 0.84% | ||
| 16 | ROYAL BANK OF CANADA | 96,275 | 2,320,000 | 0.73% | ||
| 17 | Gradient Investments LLC | 94,376 | 2,274,000 | 0.71% | ||
| 18 | Weatherstone Capital Management | 89,248 | 2,151,000 | 0.68% | ||
| 19 | Cambria Investment Management, L.P. | 61,380 | 1,479,000 | 0.46% | ||
| 20 | JANE STREET GROUP, LLC | 46,947 | 1,131,000 | 0.36% | ||
| 21 | First Allied Advisory Services, Inc. | 40,132 | 963,000 | 0.30% | ||
| 22 | JPMORGAN CHASE & CO | 37,044 | 893,000 | 0.28% | ||
| 23 | Concert Wealth Management Inc. | 32,168 | 773,000 | 0.24% | ||
| 24 | Round Table Services, LLC | 30,087 | 725,000 | 0.23% | ||
| 25 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 27,628 | 666,000 | 0.21% | ||
| 26 | Bluefin Trading, LLC | 24,614 | 593,000 | 0.19% | ||
| 27 | UBS Group AG | 13,013 | 314,000 | 0.10% | ||
| 28 | CITADEL ADVISORS LLC | 10,405 | 251,000 | 0.08% | ||
| 29 | Pictet North America Advisors SA | 10,000 | 241,000 | 0.08% | ||
| 30 | Private Advisor Group, LLC | 9,238 | 223,000 | 0.07% | ||
| 31 | Virtu KCG Holdings LLC | 8,722 | 210,000 | 0.07% | ||
| 32 | Shamrock Asset Management LLC | 7,047 | 170,000 | 0.05% | ||
| 33 | D.A. DAVIDSON & CO. | 6,351 | 153,000 | 0.05% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 5,928 | 142,865 | 0.04% | ||
| 35 | Simplicity Solutions, LLC | 4,659 | 112,282 | 0.04% | ||
| 36 | BANK OF AMERICA CORP /DE/ | 4,479 | 108,000 | 0.03% | ||
| 37 | HUNTINGTON NATIONAL BANK | 3,819 | 92,000 | 0.03% | PRN | |
| 38 | Hudock, Inc. | 1,909 | 46,000 | 0.01% | ||
| 39 | CAPTRUST FINANCIAL ADVISORS | 1,232 | 30,000 | 0.01% | ||
| 40 | CITIGROUP INC | 500 | 12,000 | 0.00% | ||
| 41 | MSI Financial Services Inc | 40 | 1,000 | 0.00% | ||
| 42 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
