| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | NEW ENGLAND SECURITIES CORP /MA/ | 79 | 7,000 | 0.00% | ||
| 602 | Cornerstone Advisors, Inc. | 35 | 3,000 | 0.00% | ||
| 603 | Tarbox Family Office, Inc. | 33 | 2,000 | 0.00% | ||
| 604 | Hoxton Financial, Inc. | 11 | 1,000 | 0.00% | ||
| 605 | Transamerica Financial Advisors, LLC | 4 | 1,000 | 0.00% | ||
| 606 | WELLS FARGO & COMPANY/MN | 100 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.