| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 66,168 | 600,000 | 71.00% | ||
| 2 | Janney Montgomery Scott LLC | 20,406 | 185,086 | 21.90% | ||
| 3 | DUBUQUE BANK & TRUST CO | 6,579 | 60,000 | 7.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
