| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 1,336,161 | 6,093,000 | 14.77% | ||
| 2 | GLG Partners LP | 1,283,610 | 5,853,000 | 14.19% | ||
| 3 | UBS Group AG | 715,116 | 3,261,000 | 7.91% | ||
| 4 | DIALECTIC CAPITAL MANAGEMENT, LP | 705,000 | 3,215,000 | 7.80% | ||
| 5 | Pacific Ridge Capital Partners, LLC | 541,883 | 2,471,000 | 5.99% | ||
| 6 | Yakira Capital Management, Inc. | 481,158 | 2,194,000 | 5.32% | SH | |
| 7 | SIT INVESTMENT ASSOCIATES INC | 469,946 | 2,143,000 | 5.20% | ||
| 8 | MORGAN STANLEY | 455,443 | 2,077,000 | 5.04% | ||
| 9 | CUE ADVISORY SERVICES, INC. | 344,800 | 1,572,000 | 3.81% | ||
| 10 | CSS LLC/IL | 307,566 | 1,403,000 | 3.40% | ||
| 11 | Alpine Global Management, LLC | 295,757 | 1,349,000 | 3.27% | ||
| 12 | TWO SIGMA INVESTMENTS, LP | 280,721 | 1,280,000 | 3.10% | ||
| 13 | DG Capital Management, LLC | 230,853 | 1,053,000 | 2.55% | ||
| 14 | TWO SIGMA ADVISERS, LP | 230,401 | 1,051,000 | 2.55% | ||
| 15 | GARDNER LEWIS ASSET MANAGEMENT L P | 219,519 | 1,001,000 | 2.43% | ||
| 16 | BlackRock Group LTD | 185,007 | 844,000 | 2.05% | ||
| 17 | VAN ECK ASSOCIATES CORP | 137,949 | 629,000 | 1.53% | ||
| 18 | PRELUDE CAPITAL MANAGEMENT, LLC | 100,000 | 456,000 | 1.11% | ||
| 19 | PANAGORA ASSET MANAGEMENT INC | 91,451 | 417,000 | 1.01% | ||
| 20 | NOMURA HOLDINGS INC | 65,324 | 298,000 | 0.72% | ||
| 21 | DENVER INVESTMENT ADVISORS LLC | 54,045 | 246,000 | 0.60% | ||
| 22 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 50,000 | 228,000 | 0.55% | ||
| 23 | Legal & General Group Plc | 49,066 | 224,000 | 0.54% | ||
| 24 | Invesco Ltd. | 47,991 | 219,000 | 0.53% | ||
| 25 | Virtu KCG Holdings LLC | 30,750 | 140,000 | 0.34% | ||
| 26 | WELLS FARGO & COMPANY/MN | 27,818 | 127,000 | 0.31% | ||
| 27 | Janney Montgomery Scott LLC | 25,700 | 117,192 | 0.28% | ||
| 28 | CITIGROUP INC | 25,053 | 114,000 | 0.28% | ||
| 29 | GOLDMAN SACHS GROUP INC | 24,579 | 112,000 | 0.27% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 24,188 | 110,000 | 0.27% | ||
| 31 | CIBC WORLD MARKET INC. | 22,422 | 102,000 | 0.25% | ||
| 32 | LPL Financial LLC | 21,500 | 98,000 | 0.24% | ||
| 33 | Rotella Capital Management, Inc. | 21,277 | 97,000 | 0.24% | ||
| 34 | CITADEL ADVISORS LLC | 16,167 | 74,000 | 0.18% | ||
| 35 | JANE STREET GROUP, LLC | 15,237 | 69,000 | 0.17% | ||
| 36 | JPMORGAN CHASE & CO | 15,148 | 68,000 | 0.16% | ||
| 37 | GSA CAPITAL PARTNERS LLP | 14,600 | 67,000 | 0.16% | ||
| 38 | SPHINX TRADING, LP | 14,568 | 66,000 | 0.16% | ||
| 39 | SG Americas Securities, LLC | 11,886 | 54,000 | 0.13% | ||
| 40 | KBC Group NV | 11,543 | 53,000 | 0.13% | ||
| 41 | Stratos Wealth Partners, LTD. | 10,000 | 46,000 | 0.11% | ||
| 42 | GROUP ONE TRADING LLC | 9,500 | 43,000 | 0.10% | ||
| 43 | PineBridge Investments, L.P. | 5,592 | 25,000 | 0.06% | ||
| 44 | BARCLAYS PLC | 5,000 | 20,000 | 0.05% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 18,000 | 0.04% | ||
| 46 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,772 | 13,000 | 0.03% | ||
| 47 | Tower Research Capital LLC (TRC) | 2,249 | 11,000 | 0.03% | ||
| 48 | BANK OF AMERICA CORP /DE/ | 2,206 | 10,000 | 0.02% | ||
| 49 | HIGHLAND CAPITAL MANAGEMENT, LLC | 1,200 | 5,000 | 0.01% | ||
| 50 | Alexandria Capital, LLC | 506 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
