| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Kovack Advisors, Inc. | 60,183 | 602,000 | 51.76% | ||
| 2 | Yellowstone Partners, LLC | 36,170 | 364,000 | 31.30% | ||
| 3 | AMERIPRISE FINANCIAL INC | 12,500 | 126,000 | 10.83% | ||
| 4 | Financial Management Professionals, Inc. | 7,149 | 71,000 | 6.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
