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AMERIPRISE FINANCIAL, INC.
AMERIPRISE FINANCIAL, INC. . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 224 Institutional holders with a total value of $2,358,434,324.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 313,315 6,900,000 0.29%
52 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 309,314 6,507,000 0.28%
53 Pine River Capital Management L.P. 292,100 6,432,000 0.27%
54 Smith, Graham & Co., Investment Advisors, LP 287,385 6,328,000 0.27%
55 DEUTSCHE BANK AG\ 281,538 6,197,000 0.26%
56 QUENTEC ASSET MANAGEMENT LLC 275,200 6,060,000 0.26%
57 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 269,850 5,943,000 0.25%
58 GOLDMAN SACHS GROUP INC 262,706 5,785,000 0.25%
59 AMERICAN INTERNATIONAL GROUP, INC. 261,697 5,762,568 0.24%
60 NEW YORK STATE COMMON RETIREMENT FUND 260,500 5,736,000 0.24%
61 State of New Jersey Common Pension Fund A 260,000 5,725,000 0.24%
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 259,943 5,724,000 0.24%
63 PRINCIPAL FINANCIAL GROUP INC 256,590 5,650,000 0.24%
64 UBS AG 245,003 5,395,000 0.23%
65 HERALD INVESTMENT MANAGEMENT Ltd 250,000 5,393,000 0.23%
66 13D Management LLC 240,848 5,303,000 0.22%
67 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 239,234 5,268,000 0.22%
68 RENAISSANCE TECHNOLOGIES LLC 235,098 5,177,000 0.22%
69 Mitsubishi UFJ Trust & Banking Corp 227,000 4,999,000 0.21%
70 OPPENHEIMER & CO INC 226,466 4,987,000 0.21%
71 FIRST NATIONAL BANK OF OMAHA 215,355 4,743,000 0.20%
72 ALLIANCEBERNSTEIN L.P. 214,600 4,725,000 0.20%
73 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 213,478 4,701,000 0.20%
74 RHUMBLINE ADVISERS 212,418 4,677,000 0.20%
75 MANUFACTURERS LIFE INSURANCE COMPANY, THE 212,140 4,672,000 0.20%
76 JPMORGAN CHASE & CO 210,822 4,642,000 0.20%
77 WELLINGTON MANAGEMENT GROUP LLP 210,800 4,642,000 0.20%
78 JAMES INVESTMENT RESEARCH, INC. 195,965 4,315,000 0.18%
79 BARCLAYS PLC 180,649 3,974,000 0.17%
80 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 173,325 3,817,000 0.16%
81 Lafitte Capital Management LP 170,000 3,743,000 0.16%
82 METROPOLITAN LIFE INSURANCE CO/NY 155,795 3,431,000 0.15%
83 Tributary Capital Management, LLC 142,214 3,132,000 0.13%
84 TEACHERS ADVISORS, LLC 140,064 3,084,000 0.13%
85 Apex Capital Management 137,983 3,038,000 0.13%
86 GAMCO INVESTORS, INC. ET AL 134,000 2,951,000 0.13%
87 UNITED SERVICES AUTOMOBILE ASSOCIATION 133,700 2,944,000 0.12%
88 FEDERATED HERMES, INC. 131,306 2,892,000 0.12%
89 MARTINGALE ASSET MANAGEMENT L P 128,277 2,825,000 0.12%
90 D.A. DAVIDSON & CO. 123,980 2,730,000 0.12%
91 AXA S.A. 120,900 2,662,000 0.11%
92 Retirement Systems of Alabama 120,145 2,646,000 0.11%
93 TWO SIGMA ADVISERS, LP 115,312 2,539,000 0.11%
94 PRUDENTIAL FINANCIAL INC 114,993 2,532,000 0.11%
95 D. E. Shaw & Co., Inc. 112,543 2,478,000 0.11%
96 PDT Partners, LLC 112,150 2,470,000 0.10%
97 BRIDGEWAY CAPITAL MANAGEMENT, LLC 112,000 2,466,000 0.10%
98 WELLS FARGO & COMPANY/MN 111,669 2,458,000 0.10%
99 ROYAL BANK OF CANADA 110,936 2,443,000 0.10%
100 ProShare Advisors LLC 109,194 2,404,000 0.10%
Page 2 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.