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AMERIPRISE FINANCIAL, INC.
AMERIPRISE FINANCIAL, INC. . Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 230 Institutional holders with a total value of $2,380,777,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ICAHN CARL C 16,120,289 353,356,000 14.84%
2 Allianz Asset Management GmbH 6,095,525 133,613,000 5.61%
3 VANGUARD GROUP INC 6,007,623 131,688,000 5.53%
4 VICTORY CAPITAL MANAGEMENT INC 5,401,183 118,394,000 4.97%
5 BlackRock Fund Advisors 4,853,903 106,398,000 4.47%
6 Bank of New York Mellon Corp 3,251,493 71,272,000 2.99%
7 AMERIPRISE FINANCIAL INC 3,157,351 69,208,000 2.91%
8 DIMENSIONAL FUND ADVISORS LP 3,121,769 68,431,000 2.87%
9 STATE STREET CORP 2,952,842 64,724,000 2.72%
10 BlackRock Institutional Trust Company, N.A. 2,665,684 58,432,000 2.45%
11 BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,275,886 49,888,000 2.10%
12 Invesco Ltd. 2,168,377 47,531,000 2.00%
13 NORTHERN TRUST CORP 2,124,543 46,570,000 1.96%
14 AMERICAN CENTURY COMPANIES INC 2,021,490 44,311,000 1.86%
15 CAMBIAR INVESTORS LLC 2,012,436 44,113,000 1.85%
16 FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,837,300 40,274,000 1.69%
17 FMR LLC 1,797,899 39,410,000 1.66%
18 Fisher Asset Management, LLC 1,678,962 36,803,000 1.55%
19 LORD, ABBETT & CO. LLC 1,445,200 31,679,000 1.33%
20 ROYCE & ASSOCIATES LP 1,430,167 31,349,000 1.32%
21 SILVERCREST ASSET MANAGEMENT GROUP LLC 1,382,440 30,303,000 1.27%
22 JANUS HENDERSON GROUP PLC 1,369,872 30,041,000 1.26%
23 EATON VANCE MANAGEMENT 1,207,057 26,459,000 1.11%
24 NORGES BANK 1,158,161 25,387,000 1.07%
25 MANAGED ACCOUNT ADVISORS LLC 1,126,610 24,696,000 1.04%
26 Private Capital Management, LLC 1,117,165 24,488,000 1.03%
27 GLENMEDE TRUST CO NA 979,295 21,464,000 0.90%
28 LSV ASSET MANAGEMENT 971,259 21,289,000 0.89%
29 FIDUCIARY MANAGEMENT ASSOCIATES LLC 902,115 19,774,000 0.83%
30 Clearbridge Investments, LLC 869,441 19,058,000 0.80%
31 BANK OF AMERICA CORP /DE/ 866,190 18,987,000 0.80%
32 ROCKEFELLER FINANCIAL SERVICES INC 813,682 17,836,000 0.75%
33 Copper Rock Capital Partners, LLC 805,669 17,660,000 0.74%
34 BLACKROCK ADVISORS LLC 664,839 14,573,000 0.61%
35 UNITED SERVICES AUTOMOBILE ASSOCIATION 660,000 14,467,000 0.61%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 594,453 13,030,000 0.55%
37 JACOBS LEVY EQUITY MANAGEMENT, INC 577,341 12,655,000 0.53%
38 BlackRock Investment Management, LLC 576,476 12,636,000 0.53%
39 GEODE CAPITAL MANAGEMENT, LLC 576,202 12,630,000 0.53%
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 565,097 12,387,000 0.52%
41 CITADEL ADVISORS LLC 551,624 12,091,000 0.51%
42 PUTNAM INVESTMENTS LLC 537,730 11,787,000 0.50%
43 DEUTSCHE BANK AG\ 508,936 11,154,000 0.47%
44 WELLS FARGO & COMPANY/MN 499,369 10,947,000 0.46%
45 DUPONT CAPITAL MANAGEMENT CORP 498,683 10,931,000 0.46%
46 DREMAN VALUE MANAGEMENT, L L C 463,397 10,158,000 0.43%
47 13D Management LLC 450,995 9,886,000 0.42%
48 Pine River Capital Management L.P. 410,600 9,001,000 0.38%
49 AQR CAPITAL MANAGEMENT LLC 395,051 8,659,000 0.36%
50 TSP Capital Management Group, LLC 376,900 8,262,000 0.35% PRN
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.