| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 745,317 | 3,540,000 | 48.27% | ||
| 2 | MORGAN STANLEY | 163,937 | 779,000 | 10.62% | ||
| 3 | LPL Financial LLC | 145,740 | 692,000 | 9.44% | ||
| 4 | Horizon Kinetics LLC | 101,275 | 481,000 | 6.56% | ||
| 5 | CORNERSTONE ADVISORS INC | 75,147 | 357,000 | 4.87% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 50,852 | 242,000 | 3.30% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 45,397 | 216,000 | 2.95% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 42,180 | 200,000 | 2.73% | ||
| 9 | VAN ECK ASSOCIATES CORP | 23,492 | 112,000 | 1.53% | ||
| 10 | Commonwealth Equity Services, Inc | 19,220 | 91,000 | 1.24% | ||
| 11 | Investors Capital Advisory Services | 18,170 | 86,000 | 1.17% | ||
| 12 | ALLIANCEBERNSTEIN L.P. | 17,967 | 85,000 | 1.16% | ||
| 13 | Paloma Partners Management Co | 17,535 | 83,000 | 1.13% | ||
| 14 | AMERIPRISE FINANCIAL INC | 15,987 | 76,000 | 1.04% | ||
| 15 | Bank of New York Mellon Corp | 16,100 | 76,000 | 1.04% | ||
| 16 | RAYMOND JAMES TRUST N.A. | 10,300 | 49,000 | 0.67% | ||
| 17 | UBS AG | 10,056 | 48,000 | 0.65% | ||
| 18 | WELLS FARGO & COMPANY/MN | 7,185 | 34,000 | 0.46% | ||
| 19 | Creative Planning | 6,000 | 29,000 | 0.40% | ||
| 20 | CITIGROUP INC | 5,000 | 24,000 | 0.33% | ||
| 21 | Waverly Advisors, LLC | 2,000 | 10,000 | 0.14% | ||
| 22 | MSI Financial Services Inc | 1,975 | 9,000 | 0.12% | ||
| 23 | FIFTH THIRD BANCORP | 1,250 | 6,000 | 0.08% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 4,750 | 0.06% | ||
| 25 | Gemmer Asset Management LLC | 800 | 4,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
