| 1 |
Saba Capital Management, L.P. |
1,585,968 |
4,314,000 |
64.59% |
|
|
| 2 |
Shaker Financial Services, LLC |
207,702 |
565,000 |
8.46% |
|
|
| 3 |
MORGAN STANLEY |
194,712 |
530,000 |
7.94% |
|
|
| 4 |
WOLVERINE ASSET MANAGEMENT LLC |
86,914 |
236,000 |
3.53% |
|
|
| 5 |
TFS CAPITAL LLC |
46,962 |
128,000 |
1.92% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
41,199 |
112,000 |
1.68% |
|
|
| 7 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
39,387 |
107,000 |
1.60% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
38,669 |
105,000 |
1.57% |
|
|
| 9 |
LPL Financial LLC |
38,278 |
104,000 |
1.56% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
30,919 |
84,000 |
1.26% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
26,051 |
71,000 |
1.06% |
|
|
| 12 |
Investors Capital Advisory Services |
23,150 |
62,000 |
0.93% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
18,844 |
51,000 |
0.76% |
|
|
| 14 |
Virtu KCG Holdings LLC |
17,675 |
48,000 |
0.72% |
|
|
| 15 |
GOODWIN DANIEL L |
14,500 |
39,000 |
0.58% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
12,966 |
35,000 |
0.52% |
|
|
| 17 |
UBS AG |
12,794 |
34,000 |
0.51% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
8,474 |
23,050 |
0.35% |
|
|
| 19 |
AMERIPRISE FINANCIAL INC |
4,845 |
13,000 |
0.19% |
|
|
| 20 |
Advisors Asset Management, Inc. |
3,073 |
8,000 |
0.12% |
|
|
| 21 |
ENVESTNET ASSET MANAGEMENT INC |
2,000 |
5,000 |
0.07% |
|
|
| 22 |
MSI Financial Services Inc |
950 |
3,000 |
0.04% |
|
|
| 23 |
ROYAL BANK OF CANADA |
900 |
2,000 |
0.03% |
|
|
| 24 |
CITIGROUP INC |
6 |
0 |
0.00% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
11 |
0 |
0.00% |
|
|
