| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 411,614 | 210,000 | 51.72% | ||
| 2 | VANGUARD GROUP INC | 136,111 | 69,000 | 17.00% | ||
| 3 | PERKINS CAPITAL MANAGEMENT INC | 86,050 | 44,000 | 10.84% | ||
| 4 | CITADEL ADVISORS LLC | 57,106 | 29,000 | 7.14% | ||
| 5 | Investors Capital Advisory Services | 39,250 | 20,000 | 4.93% | ||
| 6 | Virtu KCG Holdings LLC | 22,825 | 12,000 | 2.96% | ||
| 7 | UBS Group AG | 17,735 | 9,000 | 2.22% | ||
| 8 | Creative Planning | 13,165 | 7,000 | 1.72% | ||
| 9 | GOLDMAN SACHS GROUP INC | 12,076 | 6,000 | 1.48% | ||
| 10 | MORGAN STANLEY | 19 | 0 | 0.00% | ||
| 11 | Tower Research Capital LLC (TRC) | 15 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
