| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 3,457,914 | 113,834,000 | 42.30% | ||
| 2 | DAVENPORT & Co LLC | 1,527,282 | 50,278,114 | 18.68% | ||
| 3 | EnTrustPermal Management LLC | 662,522 | 21,811,000 | 8.11% | ||
| 4 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 579,138 | 19,074,000 | 7.09% | ||
| 5 | CORNERSTONE ADVISORS INC | 431,500 | 14,205,000 | 5.28% | ||
| 6 | NINE MASTS CAPITAL Ltd | 189,000 | 6,222,000 | 2.31% | ||
| 7 | Karpus Management, Inc. | 162,171 | 5,339,000 | 1.98% | ||
| 8 | 1607 Capital Partners, LLC | 124,142 | 4,087,000 | 1.52% | ||
| 9 | Glacier Peak Capital LLC | 114,089 | 3,756,000 | 1.40% | ||
| 10 | DOLIVER ADVISORS, LP | 105,592 | 3,476,000 | 1.29% | ||
| 11 | SG Americas Securities, LLC | 92,907 | 3,058,000 | 1.14% | ||
| 12 | Gramercy Funds Management LLC | 88,220 | 2,904,000 | 1.08% | ||
| 13 | EJF Capital LP | 87,800 | 2,890,000 | 1.07% | ||
| 14 | MORGAN STANLEY | 49,420 | 1,627,000 | 0.60% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 41,279 | 1,359,000 | 0.51% | ||
| 16 | GOLDMAN SACHS GROUP INC | 38,965 | 1,283,000 | 0.48% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 36,158 | 1,190,000 | 0.44% | ||
| 18 | AYALON INSURANCE COMP LTD. | 29,885 | 985,000 | 0.37% | ||
| 19 | Frontier Wealth Management LLC | 25,297 | 833,000 | 0.31% | ||
| 20 | PATTEN & PATTEN INC/TN | 24,255 | 798,000 | 0.30% | ||
| 21 | Virtu KCG Holdings LLC | 24,184 | 796,000 | 0.30% | ||
| 22 | TFS CAPITAL LLC | 21,266 | 700,000 | 0.26% | ||
| 23 | OTA Financial Group L.P. | 20,401 | 671,000 | 0.25% | ||
| 24 | CIBC WORLD MARKET INC. | 20,122 | 662,000 | 0.25% | ||
| 25 | CLOUGH CAPITAL PARTNERS L P | 19,838 | 653,000 | 0.24% | ||
| 26 | GEODE CAPITAL MANAGEMENT, LLC | 19,295 | 635,000 | 0.24% | PRN | |
| 27 | Compagnie Lombard Odier SCmA | 19,019 | 626,000 | 0.23% | ||
| 28 | ROYAL BANK OF CANADA | 18,962 | 624,000 | 0.23% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 17,380 | 572,000 | 0.21% | ||
| 30 | Rehmann Capital Advisory Group | 17,221 | 567,000 | 0.21% | ||
| 31 | Financial Sense Advisors, Inc. | 14,835 | 488,000 | 0.18% | ||
| 32 | Platte River Capital LLC | 11,004 | 362,000 | 0.13% | ||
| 33 | HSBC HOLDINGS PLC | 10,765 | 354,000 | 0.13% | ||
| 34 | LPL Financial LLC | 10,307 | 347,000 | 0.13% | ||
| 35 | U S GLOBAL INVESTORS INC | 9,464 | 312,000 | 0.12% | ||
| 36 | WELLS FARGO & COMPANY/MN | 9,471 | 312,000 | 0.12% | ||
| 37 | Bank of New York Mellon Corp | 8,751 | 288,000 | 0.11% | ||
| 38 | Shaker Financial Services, LLC | 8,725 | 287,000 | 0.11% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7,870 | 259,000 | 0.10% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 6,000 | 198,000 | 0.07% | ||
| 41 | CITIGROUP INC | 3,842 | 127,000 | 0.05% | ||
| 42 | UBS Group AG | 2,615 | 86,000 | 0.03% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,700 | 56,000 | 0.02% | ||
| 44 | BANK OF MONTREAL /CAN/ | 1,000 | 33,000 | 0.01% | ||
| 45 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 900 | 29,000 | 0.01% | ||
| 46 | PNC FINANCIAL SERVICES GROUP, INC. | 529 | 17,000 | 0.01% | ||
| 47 | SRH ADVISORS, LLC | 340 | 11,000 | 0.00% | ||
| 48 | NEXT Financial Group, Inc | 254 | 8,000 | 0.00% | ||
| 49 | FIRST MANHATTAN CO. LLC. | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
