Dark
Light
System
Security
NBT BANCORP INC COM
NBT BANCORP INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 131 Institutional holders with a total value of $458,630,961.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,741,330 65,847,000 14.36%
2 BlackRock Fund Advisors 2,232,339 53,621,000 11.69%
3 MACQUARIE GROUP LTD 1,660,211 39,878,000 8.70%
4 STATE STREET CORP 1,371,469 32,941,000 7.18%
5 BlackRock Institutional Trust Company, N.A. 1,224,002 29,401,000 6.41%
6 DIMENSIONAL FUND ADVISORS LP 1,203,212 28,901,000 6.30%
7 NORTHERN TRUST CORP 921,156 22,127,000 4.82%
8 Champlain Investment Partners, LLC 761,430 18,290,000 3.99%
9 Bank of New York Mellon Corp 483,304 11,610,000 2.53%
10 NORGES BANK 410,679 9,865,000 2.15%
11 NBT BANK N A /NY 361,097 8,673,000 1.89%
12 GEODE CAPITAL MANAGEMENT, LLC 285,621 6,860,000 1.50%
13 PRINCIPAL FINANCIAL GROUP INC 275,999 6,630,000 1.45%
14 AQR CAPITAL MANAGEMENT LLC 240,467 5,776,000 1.26%
15 PUTNAM INVESTMENTS LLC 234,100 5,624,000 1.23%
16 JPMORGAN CHASE & CO 214,907 5,163,000 1.13%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 204,398 4,910,000 1.07%
18 AMERIPRISE FINANCIAL INC 185,440 4,454,000 0.97%
19 MALTESE CAPITAL MANAGEMENT LLC 180,300 4,331,000 0.94%
20 PRUDENTIAL FINANCIAL INC 166,022 3,988,000 0.87%
21 BlackRock Investment Management, LLC 160,505 3,855,000 0.84%
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 149,185 3,584,000 0.78%
23 PEOPLES FINANCIAL SERVICES CORP. 140,255 3,369,000 0.73%
24 Brandywine Global Investment Management, LLC 126,471 3,038,000 0.66%
25 Nationwide Fund Advisors 123,099 2,957,000 0.64%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 118,565 2,848,000 0.62%
27 LSV ASSET MANAGEMENT 114,479 2,749,000 0.60%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 108,391 2,604,000 0.57%
29 NEW YORK STATE COMMON RETIREMENT FUND 99,537 2,391,000 0.52%
30 Invesco Ltd. 99,337 2,386,000 0.52%
31 PUBLIC SECTOR PENSION INVESTMENT BOARD 96,249 2,312,000 0.50%
32 TOMPKINS FINANCIAL CORP 96,218 2,311,000 0.50%
33 DREMAN VALUE MANAGEMENT, L L C 94,305 2,265,000 0.49%
34 ALLIANCEBERNSTEIN L.P. 90,085 2,164,000 0.47%
35 MENDON CAPITAL ADVISORS CORP 81,670 1,962,000 0.43%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 79,797 1,917,000 0.42%
37 MARTINGALE ASSET MANAGEMENT L P 71,289 1,713,000 0.37%
38 FIRST TRUST ADVISORS LP 67,298 1,616,000 0.35%
39 RHUMBLINE ADVISERS 64,597 1,552,000 0.34%
40 TEACHERS ADVISORS, LLC 61,700 1,482,000 0.32%
41 PNC FINANCIAL SERVICES GROUP, INC. 55,519 1,333,000 0.29%
42 SALZHAUER MICHAEL 53,997 1,297,000 0.28%
43 Commonwealth Equity Services, Inc 52,262 1,255,000 0.27%
44 MORGAN STANLEY 52,161 1,253,000 0.27%
45 BlackRock Group LTD 51,161 1,229,000 0.27%
46 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 50,642 1,216,000 0.27%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,963 1,176,000 0.26%
48 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 47,315 1,137,000 0.25%
49 Swiss National Bank 45,800 1,100,000 0.24%
50 TEXAS PERMANENT SCHOOL FUND CORP 44,170 1,061,000 0.23%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.