Dark
Light
System
Security
National Bank Holdings Corpora
National Bank Holdings Corpora. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 111 Institutional holders with a total value of $763,470,803.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 3,487,249 113,336,000 14.84%
2 PRICE T ROWE ASSOCIATES INC /MD/ 3,322,491 107,981,000 14.14%
3 VANGUARD GROUP INC 2,508,294 81,519,000 10.68%
4 DIMENSIONAL FUND ADVISORS LP 2,234,657 72,627,000 9.51%
5 RENAISSANCE TECHNOLOGIES LLC 1,144,300 37,190,000 4.87%
6 STATE STREET CORP 911,713 29,640,000 3.88%
7 BANC FUNDS CO LLC 816,620 26,540,000 3.48%
8 BROWN ADVISORY INC 707,665 23,000,000 3.01%
9 Bank of New York Mellon Corp 628,942 20,441,000 2.68%
10 THRIVENT FINANCIAL FOR LUTHERANS 602,000 19,565,000 2.56%
11 Boston Partners 586,539 19,063,000 2.50%
12 EAGLE BOSTON INVESTMENT MANAGEMENT INC 569,217 18,499,000 2.42%
13 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 477,500 15,518,750 2.03%
14 AMERIPRISE FINANCIAL INC 435,607 14,158,000 1.85%
15 Invesco Ltd. 333,929 10,853,000 1.42%
16 NORTHERN TRUST CORP 327,499 10,644,000 1.39%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 283,511 9,214,000 1.21%
18 HARTFORD INVESTMENT MANAGEMENT CO 273,576 8,891,000 1.16%
19 EJF Capital LP 250,000 8,125,000 1.06%
20 SEGALL BRYANT & HAMILL, LLC 241,290 7,842,000 1.03%
21 GEODE CAPITAL MANAGEMENT, LLC 210,957 6,855,000 0.90%
22 PRINCIPAL FINANCIAL GROUP INC 202,256 6,573,000 0.86%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 176,748 5,744,000 0.75%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 155,725 5,062,000 0.66%
25 BANK OF AMERICA CORP /DE/ 154,442 5,020,000 0.66%
26 TEACHERS ADVISORS, LLC 146,556 4,763,000 0.62%
27 PARADIGM ASSET MANAGEMENT CO LLC 137,194 4,458,805 0.58%
28 JACOBS LEVY EQUITY MANAGEMENT, INC 133,188 4,329,000 0.57%
29 PRUDENTIAL FINANCIAL INC 108,350 3,521,000 0.46%
30 AQR CAPITAL MANAGEMENT LLC 96,199 3,126,000 0.41%
31 SEIZERT CAPITAL PARTNERS, LLC 94,535 3,072,000 0.40%
32 Brandywine Global Investment Management, LLC 92,856 3,018,000 0.40%
33 GOLDMAN SACHS GROUP INC 77,935 2,533,000 0.33%
34 JPMORGAN CHASE & CO 74,239 2,412,000 0.32%
35 MORGAN STANLEY 66,158 2,151,000 0.28%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 59,300 1,927,000 0.25%
37 WELLS FARGO & COMPANY/MN 56,310 1,830,000 0.24%
38 RHUMBLINE ADVISERS 55,812 1,814,000 0.24%
39 SEI INVESTMENTS CO 55,144 1,793,000 0.23%
40 GUGGENHEIM CAPITAL LLC 50,701 1,647,000 0.22%
41 CITIGROUP INC 48,218 1,567,000 0.21%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 47,237 1,535,000 0.20%
43 Legal & General Group Plc 43,526 1,415,000 0.19%
44 CANADA LIFE ASSURANCE Co 37,745 1,226,000 0.16%
45 NORGES BANK 37,291 1,212,000 0.16%
46 ALLIANCEBERNSTEIN L.P. 35,000 1,138,000 0.15%
47 Hillsdale Investment Management Inc. 34,500 1,121,000 0.15%
48 DEUTSCHE BANK AG\ 33,104 1,074,000 0.14%
49 NEW YORK STATE COMMON RETIREMENT FUND 33,021 1,073,000 0.14%
50 GREAT LAKES ADVISORS, LLC 32,145 1,045,000 0.14%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.