| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | WASHINGTON TRUST BANK | 1,000 | 9,000 | 0.00% | ||
| 102 | KANALY TRUST CO | 1,000 | 9,000 | 0.00% | ||
| 103 | PACIFIC FINANCIAL GROUP INC | 1,000 | 9,000 | 0.00% | ||
| 104 | Stratos Wealth Partners, LTD. | 900 | 8,325 | 0.00% | ||
| 105 | QS Investors, LLC | 810 | 8,000 | 0.00% | ||
| 106 | UBS Group AG | 800 | 7,000 | 0.00% | Call | |
| 107 | NATIONAL PLANNING CORP | 550 | 4,961 | 0.00% | ||
| 108 | Community Bank, N.A. | 400 | 4,000 | 0.00% | ||
| 109 | UBS Group AG | 400 | 4,000 | 0.00% | Put | |
| 110 | HUNTINGTON NATIONAL BANK | 275 | 3,000 | 0.00% | ||
| 111 | Evercore Wealth Management, LLC | 300 | 3,000 | 0.00% | ||
| 112 | FIRST FINANCIAL CORP /IN/ | 200 | 2,000 | 0.00% | ||
| 113 | Hudock, Inc. | 200 | 2,000 | 0.00% | ||
| 114 | Creative Planning | 1,000 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
