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NeoPhotonics Corp
NeoPhotonics Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 64 Institutional holders with a total value of $89,041,638.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Janney Montgomery Scott LLC 12,585 99,799 0.11%
52 GUGGENHEIM CAPITAL LLC 11,285 89,000 0.10%
53 THOMPSON DAVIS & CO., INC. 9,250 73,000 0.08%
54 CITIGROUP INC 3,565 28,000 0.03%
55 TURNER INVESTMENTS LLC 3,150 25,000 0.03%
56 BARCLAYS PLC 2,524 18,000 0.02%
57 Invesco Ltd. 1,826 14,000 0.02%
58 Crosspoint Capital Strategies, LLC 1,700 13,000 0.01%
59 GROUP ONE TRADING LLC 1,430 11,000 0.01%
60 MAGEE THOMSON INVESTMENT PARTNERS LLC 1,061 9,000 0.01%
61 BANK OF AMERICA CORP /DE/ 715 6,000 0.01%
62 UBS AG 500 4,000 0.00% Call
63 AMERIPRISE FINANCIAL INC 300 2,000 0.00%
64 UBS AG 100 1,000 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.