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NEOPHOTONICS CORP
NEOPHOTONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 112 Institutional holders with a total value of $291,308,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 ENVESTNET ASSET MANAGEMENT INC 1,607 12,000 0.00%
102 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,200 9,264 0.00%
103 UBS Group AG 1,110 9,000 0.00%
104 ADVISOR GROUP, INC. 500 4,000 0.00%
105 TRUST CO OF VERMONT 500 4,000 0.00%
106 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 324 3,000 0.00%
107 PEAK6 Group LLC 200 2,000 0.00% Call
108 GLENMEDE TRUST CO NA 283 2,000 0.00%
109 CUTLER GROUP LLC / CA 20,200 2,000 0.00% Call
110 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 2,000 0.00%
111 Walleye Trading LLC 100 1,000 0.00% Call
112 Tower Research Capital LLC (TRC) 0 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.