| 1 |
Invesco Ltd. |
664,629 |
5,942,000 |
14.10% |
|
PRN |
| 2 |
BESSEMER GROUP INC |
630,717 |
5,639,000 |
13.38% |
|
|
| 3 |
THIRD AVENUE MANAGEMENT LLC |
565,757 |
5,058,000 |
12.00% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
413,329 |
3,693,000 |
8.76% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
411,832 |
3,682,000 |
8.74% |
|
|
| 6 |
BINGHAM OSBORN & SCARBOROUGH LLC |
305,152 |
2,728,000 |
6.47% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
270,896 |
2,422,000 |
5.75% |
|
|
| 8 |
Kamunting Street Capital Management, L.P. |
180,917 |
1,617,000 |
3.84% |
|
|
| 9 |
Advisors Asset Management, Inc. |
168,775 |
1,509,000 |
3.58% |
|
|
| 10 |
COHEN & STEERS, INC. |
161,104 |
1,440,000 |
3.42% |
|
|
| 11 |
PT ASSET MANAGEMENT, LLC |
148,053 |
1,324,000 |
3.14% |
|
|
| 12 |
Pine River Capital Management L.P. |
89,607 |
802,000 |
1.90% |
|
|
| 13 |
Saba Capital Management, L.P. |
87,626 |
783,000 |
1.86% |
|
|
| 14 |
MORGAN STANLEY |
78,832 |
705,000 |
1.67% |
|
|
| 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
70,515 |
630,000 |
1.50% |
|
|
| 16 |
TFS CAPITAL LLC |
54,847 |
490,000 |
1.16% |
|
|
| 17 |
SG Americas Securities, LLC |
51,582 |
461,000 |
1.09% |
|
|
| 18 |
LPL Financial LLC |
51,175 |
458,000 |
1.09% |
|
|
| 19 |
MARINER INVESTMENT GROUP LLC |
48,851 |
437,000 |
1.04% |
|
|
| 20 |
First Allied Advisory Services, Inc. |
37,300 |
333,000 |
0.79% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
36,288 |
324,000 |
0.77% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
30,034 |
268,504 |
0.64% |
|
|
| 23 |
WOLVERINE ASSET MANAGEMENT LLC |
27,806 |
248,000 |
0.59% |
|
|
| 24 |
Sigma Planning Corp |
22,521 |
201,000 |
0.48% |
|
|
| 25 |
AQR CAPITAL MANAGEMENT LLC |
16,863 |
151,000 |
0.36% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
14,704 |
131,000 |
0.31% |
|
|
| 27 |
Virtu KCG Holdings LLC |
10,389 |
93,000 |
0.22% |
|
|
| 28 |
UBS Group AG |
10,036 |
90,000 |
0.21% |
|
|
| 29 |
Elite Wealth Management, Inc. |
10,054 |
89,000 |
0.21% |
|
|
| 30 |
Formidable Asset Management, LLC |
8,093 |
72,000 |
0.17% |
|
|
| 31 |
Creative Planning |
6,000 |
54,000 |
0.13% |
|
|
| 32 |
MSI Financial Services Inc |
5,444 |
49,000 |
0.12% |
|
|
| 33 |
B. Riley Wealth Advisors, Inc. |
4,453 |
40,000 |
0.09% |
|
|
| 34 |
BANK OF AMERICA CORP /DE/ |
4,469 |
40,000 |
0.09% |
|
|
| 35 |
NATIONAL PLANNING CORP |
4,299 |
38,218 |
0.09% |
|
|
| 36 |
FIRST MANHATTAN CO. LLC. |
3,115 |
27,000 |
0.06% |
|
|
| 37 |
ROYAL BANK OF CANADA |
2,756 |
24,000 |
0.06% |
|
|
| 38 |
Thomas J. Herzfeld Advisors, Inc. |
2,000 |
18,000 |
0.04% |
|
|
| 39 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1,500 |
13,000 |
0.03% |
|
|
| 40 |
CITIGROUP INC |
740 |
7,000 |
0.02% |
|
|
| 41 |
Focused Wealth Management, Inc |
360 |
3,000 |
0.01% |
|
|
| 42 |
Stratos Wealth Partners, LTD. |
39 |
349 |
0.00% |
|
|
| 43 |
MUFG Americas Holdings Corp |
54 |
0 |
0.00% |
|
|
