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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 173 Institutional holders with a total value of $786,369,732.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MACROVIEW INVESTMENT MANAGEMENT LLC 134 0 0.00%
2 BlackRock Institutional Trust Company, N.A. 2 0 0.00%
3 Sunbelt Securities, Inc. 100 269 0.00%
4 DELTA ASSET MANAGEMENT LLC/TN 210 1,000 0.00%
5 Tradewinds Capital Management, LLC 350 1,000 0.00%
6 Vantage Investment Advisors, LLC 200 1,000 0.00%
7 LS Investment Advisors, LLC 210 1,000 0.00%
8 Walleye Trading LLC 500 1,000 0.00% Call
9 Allworth Financial LP 665 2,000 0.00%
10 New Harbor Financial Group, LLC 840 2,000 0.00%
11 JNBA Financial Advisors 1,000 3,000 0.00%
12 Walleye Trading LLC 1,400 4,000 0.00% Put
13 1832 Asset Management L.P. 1,683 5,000 0.00%
14 SIMPLEX TRADING, LLC 2,532 6,000 0.00%
15 WOLVERINE ASSET MANAGEMENT LLC 2,500 6,000 0.00%
16 PNC FINANCIAL SERVICES GROUP, INC. 2,143 6,000 0.00%
17 Walleye Trading LLC 2,758 7,000 0.00%
18 PEAK6 Group LLC 2,500 7,000 0.00% Put
19 Evercore Wealth Management, LLC 2,915 8,000 0.00%
20 US BANCORP \DE\ 2,800 8,000 0.00%
21 UBS Group AG 4,600 12,000 0.00% Call
22 Kavar Capital Partners, LLC 5,600 15,000 0.00%
23 Lehman Financial Resources, Inc. 6,000 16,000 0.00%
24 Spot Trading L.L.C 6,000 16,000 0.00% Call
25 AMERICAN INTERNATIONAL GROUP, INC. 7,206 19,384 0.00%
26 Amica Retiree Medical Trust 8,769 24,000 0.00%
27 TORONTO DOMINION BANK 9,200 25,000 0.00% Put
28 LOEB PARTNERS CORP 10,000 27,000 0.00%
29 KING LUTHER CAPITAL MANAGEMENT CORP 11,000 30,000 0.00%
30 STEVENS CAPITAL MANAGEMENT LP 11,383 31,000 0.00%
31 Independent Portfolio Consultants, Inc. 12,505 34,000 0.00%
32 PEAK6 Group LLC 13,823 37,000 0.00%
33 SCOTIA CAPITAL INC. 13,509 37,000 0.00%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,248 39,000 0.00%
35 Violich Capital Management, Inc. 14,600 39,000 0.00%
36 BOOTHBAY FUND MANAGEMENT, LLC 15,074 41,000 0.01%
37 DIMENSIONAL FUND ADVISORS LP 15,466 42,000 0.01%
38 ALLIANCEBERNSTEIN L.P. 15,600 42,000 0.01%
39 SHELL ASSET MANAGEMENT CO 12,800 43,000 0.01%
40 Aperio Group, LLC 16,891 45,000 0.01%
41 Princeton Alpha Management LP 17,791 48,000 0.01%
42 Spot Trading L.L.C 18,159 49,000 0.01%
43 Private Advisor Group, LLC 18,965 51,000 0.01%
44 STEPHENS INC /AR/ 19,000 51,000 0.01%
45 Rathbones Group PLC 20,000 54,000 0.01%
46 INSIGHT 2811, INC. 21,838 59,000 0.01%
47 BARCLAYS PLC 30,000 60,000 0.01% Call
48 TFS CAPITAL LLC 23,116 62,000 0.01%
49 BANQUE PICTET & CIE SA 23,499 63,000 0.01%
50 World Asset Management Inc 24,152 65,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.