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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 178 Institutional holders with a total value of $1,180,920,552.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VAN ECK ASSOCIATES CORP 44,426,541 165,711,000 14.03%
2 Bank of New York Mellon Corp 30,048,296 112,081,000 9.49%
3 USCA RIA LLC 381,292 102,223,000 8.66%
4 GFS Advisors, LLC 381,292 102,223,000 8.66%
5 GUARDIAN CAPITAL LP 16,878,855 63,112,000 5.34%
6 PRICE T ROWE ASSOCIATES INC /MD/ 16,273,290 61,019,000 5.17%
7 JPMORGAN CHASE & CO 12,061,574 44,989,000 3.81%
8 FMR LLC 11,807,759 44,094,000 3.73%
9 First Eagle Investment Management, LLC 10,577,131 39,449,000 3.34%
10 Assured Investment Management LLC 9,727,410 36,283,000 3.07%
11 VANGUARD GROUP INC 7,666,750 28,596,000 2.42%
12 RENAISSANCE TECHNOLOGIES LLC 5,705,800 21,283,000 1.80%
13 TORONTO DOMINION BANK 5,327,605 19,896,000 1.68%
14 Connor, Clark & Lunn Investment Management Ltd. 5,075,271 19,031,000 1.61%
15 DEUTSCHE BANK AG\ 4,708,144 17,559,000 1.49%
16 Invesco Ltd. 4,536,920 16,922,000 1.43%
17 PUBLIC SECTOR PENSION INVESTMENT BOARD 3,948,604 14,806,000 1.25%
18 OppenheimerFunds, Inc. 3,530,000 13,167,000 1.11%
19 UNITED SERVICES AUTOMOBILE ASSOCIATION 3,437,000 12,820,000 1.09%
20 TD ASSET MANAGEMENT INC 3,395,132 12,730,000 1.08%
21 Kopernik Global Investors, LLC 3,403,038 12,693,000 1.07%
22 DONALD SMITH & CO., INC. 3,216,883 11,999,000 1.02%
23 I.G. INVESTMENT MANAGEMENT, LTD. 2,933,600 10,959,000 0.93%
24 TEACHER RETIREMENT SYSTEM OF TEXAS 2,887,517 10,770,000 0.91%
25 ROYAL BANK OF CANADA 2,317,791 8,646,000 0.73%
26 CREDIT AGRICOLE S A 2,303,101 8,591,000 0.73%
27 River Road Asset Management, LLC 2,070,512 7,723,000 0.65%
28 Old West Investment Management, LLC 2,057,929 7,676,000 0.65%
29 COMMERZBANK AKTIENGESELLSCHAFT /FI 2,005,503 7,481,000 0.63%
30 PRUDENTIAL PLC 1,931,074 7,203,000 0.61%
31 RUSSELL FRANK CO/ 1,921,075 7,177,000 0.61%
32 WELLINGTON MANAGEMENT GROUP LLP 1,894,635 7,067,000 0.60%
33 BNP PARIBAS FINANCIAL MARKETS 1,770,614 6,605,551 0.56%
34 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,666,268 6,215,000 0.53%
35 AMERICAN CENTURY COMPANIES INC 1,652,600 6,171,000 0.52%
36 MORGAN STANLEY 1,641,546 6,123,000 0.52%
37 NORGES BANK 1,559,047 5,846,000 0.50%
38 ALPS ADVISORS INC 1,566,869 5,844,000 0.49%
39 BANK OF MONTREAL /CAN/ 1,414,718 5,276,000 0.45%
40 SPROTT INC. 1,113,250 4,152,000 0.35%
41 Spark Investment Management LLC 1,111,000 4,143,000 0.35%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 902,008 3,365,000 0.28%
43 GOLDMAN SACHS GROUP INC 876,946 3,271,000 0.28%
44 Swiss National Bank 856,762 3,113,000 0.26%
45 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 675,653 2,533,000 0.21%
46 SEI INVESTMENTS CO 655,330 2,444,000 0.21%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 586,090 2,274,000 0.19%
48 ASA Gold & Precious Metals Ltd 600,000 2,238,000 0.19%
49 Hexavest Inc. 569,900 2,136,000 0.18%
50 ESSEX INVESTMENT MANAGEMENT CO LLC 554,948 2,070,000 0.18%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.