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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 195 Institutional holders with a total value of $1,148,812,695.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BENJAMIN F. EDWARDS & COMPANY, INC. 50 0 0.00%
2 BlackRock Institutional Trust Company, N.A. 2 0 0.00%
3 MSI Financial Services Inc 250 1,000 0.00%
4 CRIBSTONE CAPITAL MANAGEMENT, LLC 250 1,000 0.00%
5 Vantage Investment Advisors, LLC 200 1,000 0.00%
6 LS Investment Advisors, LLC 210 1,000 0.00%
7 CUTLER GROUP LLC / CA 15,300 2,000 0.00% Call
8 New Harbor Financial Group, LLC 540 2,000 0.00%
9 Tradewinds Capital Management, LLC 750 3,000 0.00%
10 JNBA Financial Advisors 750 3,000 0.00%
11 Spot Trading L.L.C 700 3,000 0.00% Call
12 BANK OF MONTREAL /CAN/ 1,300 6,000 0.00% Call
13 GLENMEDE TRUST CO NA 1,400 6,000 0.00%
14 SEI INVESTMENTS CO 1,278 6,000 0.00%
15 Tower Research Capital LLC (TRC) 1,284 6,000 0.00%
16 IFP ADVISORS, INC 1,500 7,000 0.00%
17 1832 Asset Management L.P. 2,147 9,000 0.00%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,263 10,000 0.00%
19 First Personal Financial Services 3,000 13,000 0.00%
20 CUTLER GROUP LLC / CA 28,000 16,000 0.00% Put
21 PNC FINANCIAL SERVICES GROUP, INC. 4,000 17,000 0.00%
22 America First Investment Advisors, LLC 4,000 18,000 0.00%
23 ANCHOR INVESTMENT MANAGEMENT, LLC 4,800 21,024 0.00%
24 GENEOS WEALTH MANAGEMENT INC. 5,450 25,000 0.00%
25 CoreCommodity Management, LLC 5,655 25,000 0.00%
26 Highlander Capital Management, LLC 7,000 31,000 0.00%
27 PEAK6 Group LLC 7,800 34,000 0.00% Call
28 Engineers Gate Manager LP 10,000 44,000 0.00%
29 STEVENS CAPITAL MANAGEMENT LP 10,423 46,000 0.00%
30 CWA ASSET MANAGEMENT GROUP, LLC 10,500 46,000 0.00%
31 BROWN ADVISORY INC 10,779 47,000 0.00%
32 DIMENSIONAL FUND ADVISORS LP 10,619 47,000 0.00%
33 KING LUTHER CAPITAL MANAGEMENT CORP 11,000 48,000 0.00%
34 SII INVESTMENTS INC/WI 11,475 50,000 0.00%
35 Diligent Investors, LLC 11,544 51,000 0.00%
36 D. E. Shaw & Co., Inc. 11,995 52,000 0.00%
37 Spot Trading L.L.C 12,077 53,000 0.00%
38 TFS CAPITAL LLC 12,042 53,000 0.00%
39 Neuberger Berman Group LLC 12,062 53,000 0.00%
40 Raymond James Financial Services Advisors, Inc. 13,051 57,000 0.00%
41 AGF INVESTMENTS INC. 13,945 61,000 0.01%
42 Walleye Trading LLC 14,900 65,000 0.01% Put
43 PEAK6 Group LLC 15,325 67,000 0.01%
44 ALLIANCEBERNSTEIN L.P. 15,600 68,000 0.01%
45 TORONTO DOMINION BANK 16,400 72,000 0.01% Put
46 AXA S.A. 16,900 74,000 0.01%
47 Rothschild Capital Partners, LLC 16,800 74,000 0.01%
48 TOCQUEVILLE ASSET MANAGEMENT L.P. 17,000 74,000 0.01%
49 Commonwealth Equity Services, Inc 17,218 75,000 0.01%
50 Creative Planning 18,728 82,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.