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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 195 Institutional holders with a total value of $1,148,812,695.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 TORONTO DOMINION BANK 16,400 72,000 0.01% Put
152 ALLIANCEBERNSTEIN L.P. 15,600 68,000 0.01%
153 PEAK6 Group LLC 15,325 67,000 0.01%
154 Walleye Trading LLC 14,900 65,000 0.01% Put
155 AGF INVESTMENTS INC. 13,945 61,000 0.01%
156 Raymond James Financial Services Advisors, Inc. 13,051 57,000 0.00%
157 Neuberger Berman Group LLC 12,062 53,000 0.00%
158 Spot Trading L.L.C 12,077 53,000 0.00%
159 TFS CAPITAL LLC 12,042 53,000 0.00%
160 D. E. Shaw & Co., Inc. 11,995 52,000 0.00%
161 Diligent Investors, LLC 11,544 51,000 0.00%
162 SII INVESTMENTS INC/WI 11,475 50,000 0.00%
163 KING LUTHER CAPITAL MANAGEMENT CORP 11,000 48,000 0.00%
164 DIMENSIONAL FUND ADVISORS LP 10,619 47,000 0.00%
165 BROWN ADVISORY INC 10,779 47,000 0.00%
166 CWA ASSET MANAGEMENT GROUP, LLC 10,500 46,000 0.00%
167 STEVENS CAPITAL MANAGEMENT LP 10,423 46,000 0.00%
168 Engineers Gate Manager LP 10,000 44,000 0.00%
169 PEAK6 Group LLC 7,800 34,000 0.00% Call
170 Highlander Capital Management, LLC 7,000 31,000 0.00%
171 GENEOS WEALTH MANAGEMENT INC. 5,450 25,000 0.00%
172 CoreCommodity Management, LLC 5,655 25,000 0.00%
173 ANCHOR INVESTMENT MANAGEMENT, LLC 4,800 21,024 0.00%
174 America First Investment Advisors, LLC 4,000 18,000 0.00%
175 PNC FINANCIAL SERVICES GROUP, INC. 4,000 17,000 0.00%
176 CUTLER GROUP LLC / CA 28,000 16,000 0.00% Put
177 First Personal Financial Services 3,000 13,000 0.00%
178 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,263 10,000 0.00%
179 1832 Asset Management L.P. 2,147 9,000 0.00%
180 IFP ADVISORS, INC 1,500 7,000 0.00%
181 SEI INVESTMENTS CO 1,278 6,000 0.00%
182 GLENMEDE TRUST CO NA 1,400 6,000 0.00%
183 BANK OF MONTREAL /CAN/ 1,300 6,000 0.00% Call
184 Tower Research Capital LLC (TRC) 1,284 6,000 0.00%
185 JNBA Financial Advisors 750 3,000 0.00%
186 Tradewinds Capital Management, LLC 750 3,000 0.00%
187 Spot Trading L.L.C 700 3,000 0.00% Call
188 CUTLER GROUP LLC / CA 15,300 2,000 0.00% Call
189 New Harbor Financial Group, LLC 540 2,000 0.00%
190 CRIBSTONE CAPITAL MANAGEMENT, LLC 250 1,000 0.00%
191 LS Investment Advisors, LLC 210 1,000 0.00%
192 MSI Financial Services Inc 250 1,000 0.00%
193 Vantage Investment Advisors, LLC 200 1,000 0.00%
194 BlackRock Institutional Trust Company, N.A. 2 0 0.00%
195 BENJAMIN F. EDWARDS & COMPANY, INC. 50 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.