Dark
Light
System
Security
NEW MTN FIN CORP
NEW MTN FIN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 114 Institutional holders with a total value of $312,943,175.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 JPMORGAN CHASE & CO 48,364 624,000 0.20%
52 CITADEL ADVISORS LLC 44,046 568,000 0.18%
53 Bank of New York Mellon Corp 42,644 550,000 0.18%
54 STATE STREET CORP 42,323 545,000 0.17%
55 Yakira Capital Management, Inc. 38,224 493,000 0.16% SH
56 Allen Investment Management, LLC 37,367 482,000 0.15%
57 ROTHSCHILD INVESTMENT LLC /IL 37,294 481,000 0.15%
58 AMERIPRISE FINANCIAL INC 36,736 474,000 0.15%
59 STIFEL FINANCIAL CORP 36,611 472,000 0.15%
60 CITIGROUP INC 29,486 380,000 0.12%
61 Horizon Investments, LLC 29,102 375,000 0.12%
62 FOUNDERS FINANCIAL SECURITIES LLC 28,868 372,000 0.12%
63 Cambridge Investment Research Advisors, Inc. 27,778 358,000 0.11%
64 FIRST TRUST ADVISORS LP 26,521 342,000 0.11%
65 CIBC WORLD MARKET INC. 24,858 321,000 0.10%
66 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,489 317,000 0.10%
67 CLINTON GROUP INC 22,612 292,000 0.09%
68 OPPENHEIMER & CO INC 22,245 287,000 0.09%
69 Princeton Alpha Management LP 21,081 272,000 0.09%
70 Trexquant Investment LP 20,900 270,000 0.09%
71 Commonwealth Equity Services, Inc 20,305 262,000 0.08%
72 Investors Capital Advisory Services 19,966 257,000 0.08%
73 TUDOR INVESTMENT CORP ET AL 19,593 253,000 0.08%
74 CWA ASSET MANAGEMENT GROUP, LLC 18,400 237,000 0.08%
75 LPL Financial LLC 17,649 231,000 0.07%
76 Cetera Advisors LLC 16,900 219,000 0.07%
77 ZACKS INVESTMENT MANAGEMENT 16,824 217,000 0.07%
78 PineBridge Investments, L.P. 15,609 201,000 0.06%
79 STEEL GROVE CAPITAL ADVISORS, LLC 15,417 199,000 0.06%
80 ADVISOR GROUP, INC. 14,737 188,000 0.06%
81 EASTERN BANK 13,800 178,000 0.06%
82 TWO SIGMA ADVISERS, LP 13,577 175,000 0.06%
83 WOLVERINE TRADING LP /BD 137 174,949 0.06% Call
84 KEMPNER CAPITAL MANAGEMENT INC. 12,400 160,000 0.05%
85 Raymond James Financial Services Advisors, Inc. 11,992 155,000 0.05%
86 InterOcean Capital, LLC 11,670 151,000 0.05%
87 NWAM LLC 11,000 142,000 0.05%
88 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 10,100 130,000 0.04%
89 WOLVERINE TRADING LP /BD 73 93,221 0.03% Put
90 WESTPORT RESOURCES MANAGEMENT INC 6,056 78,000 0.02%
91 Chicago Partners Investment Group LLC 5,496 71,000 0.02%
92 FIFTH THIRD BANCORP 4,500 58,000 0.02%
93 IFP ADVISORS, INC 3,450 45,000 0.01%
94 MSI Financial Services Inc 2,855 37,000 0.01%
95 BlackRock Investment Management, LLC 2,000 26,000 0.01%
96 Global X Management CO LLC 1,958 25,000 0.01%
97 Creative Planning 1,873 24,000 0.01%
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,765 23,000 0.01%
99 PNC FINANCIAL SERVICES GROUP, INC. 1,424 18,000 0.01%
100 JACOBI CAPITAL MANAGEMENT LLC 1,134 15,000 0.00%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.