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NEWCASTLE INVESTMENT CORP
NEWCASTLE INVESTMENT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 186 Institutional holders with a total value of $1,095,721,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CREDIT AGRICOLE S A 83,000 390,000 0.04%
102 GSA CAPITAL PARTNERS LLP 82,434 387,000 0.04%
103 Swift Run Capital Management, LLC 80,704 379,000 0.03%
104 PNC FINANCIAL SERVICES GROUP, INC. 77,392 365,000 0.03%
105 AMERIPRISE FINANCIAL INC 74,980 360,000 0.03%
106 LPL Financial LLC 75,667 356,000 0.03%
107 Aperio Group, LLC 74,224 349,000 0.03%
108 GROUP ONE TRADING LLC 71,998 338,000 0.03%
109 Jefferies Group LLC 68,771 323,000 0.03%
110 CTC Alternative Strategies, Ltd. 67,800 318,660 0.03%
111 Camelot Portfolios, LLC 66,206 311,000 0.03%
112 MARSHALL WACE, LLP 64,905 305,000 0.03%
113 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,600 299,000 0.03% Call
114 KELLY LAWRENCE W & ASSOCIATES INC/CA 54,000 254,000 0.02%
115 DOHENY ASSET MANAGEMENT /CA 50,650 238,000 0.02%
116 A.R.T. Advisors, LLC 47,742 224,000 0.02%
117 ELLINGTON MANAGEMENT GROUP LLC 46,700 219,000 0.02%
118 US BANCORP \DE\ 44,488 209,000 0.02%
119 Highlander Capital Management, LLC 41,000 192,700 0.02%
120 Trellus Management Company, LLC 37,800 178,000 0.02%
121 TUDOR INVESTMENT CORP ET AL 32,151 151,000 0.01%
122 FNY Managed Accounts LLC 30,000 141,000 0.01%
123 STEPHENS INC /AR/ 28,510 134,000 0.01%
124 OAKWOOD CAPITAL MANAGEMENT LLC/CA 28,605 134,000 0.01%
125 STIFEL FINANCIAL CORP 27,000 127,000 0.01%
126 GOODWIN DANIEL L 25,430 120,000 0.01%
127 WESLEY CAPITAL MANAGEMENT, LLC 25,000 118,000 0.01%
128 Baltimore-Washington Financial Advisors, Inc. 24,800 117,000 0.01%
129 OPPENHEIMER & CO INC 24,967 117,000 0.01%
130 PRUDENTIAL FINANCIAL INC 23,900 112,000 0.01%
131 CANADA LIFE ASSURANCE Co 23,693 111,000 0.01%
132 TradeLink Global Equity LLC 23,100 109,000 0.01%
133 Virtu KCG Holdings LLC 21,852 103,000 0.01%
134 KANAWHA CAPITAL MANAGEMENT LLC 21,100 99,000 0.01%
135 THOMPSON DAVIS & CO., INC. 21,000 99,000 0.01%
136 Commonwealth Equity Services, Inc 20,753 98,000 0.01%
137 Quantitative Investment Management, LLC 19,500 91,000 0.01%
138 Alpine Global Management, LLC 18,849 89,000 0.01%
139 Janney Montgomery Scott LLC 18,400 86,480 0.01%
140 WILMINGTON TRUST CO 17,687 83,000 0.01%
141 First Allied Advisory Services, Inc. 16,629 82,000 0.01%
142 NATIXIS ADVISORS, LLC 17,395 82,000 0.01%
143 WOLVERINE ASSET MANAGEMENT LLC 16,800 78,000 0.01%
144 ISZO CAPITAL MANAGEMENT LP 15,274 72,000 0.01%
145 Catalyst Capital Advisors LLC 15,000 71,000 0.01%
146 BECKER CAPITAL MANAGEMENT INC 15,000 70,000 0.01%
147 RHUMBLINE ADVISERS 13,173 62,000 0.01%
148 TEACHER RETIREMENT SYSTEM OF TEXAS 12,778 60,000 0.01%
149 CIBC Asset Management Inc 11,987 56,000 0.01%
150 West Family Investments, Inc. 12,000 56,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.