| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | D.A. DAVIDSON & CO. | 6,000 | 5,000 | 0.00% | ||
| 3 | UBS Group AG | 5,000 | 5,000 | 0.00% | PRN | |
| 4 | MORGAN STANLEY | 5,000 | 5,000 | 0.00% | PRN | |
| 5 | ADVISOR GROUP, INC. | 8 | 8,000 | 0.01% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 9,000 | 9,000 | 0.01% | PRN | |
| 7 | Creative Planning | 11,000 | 11,000 | 0.01% | PRN | |
| 8 | AMERIPRISE FINANCIAL INC | 13,000 | 13,000 | 0.01% | PRN | |
| 9 | Brown Advisory Securities, LLC | 15,000 | 15,000 | 0.01% | PRN | |
| 10 | WHITTIER TRUST CO OF NEVADA INC | 25,000 | 25,000 | 0.02% | PRN | |
| 11 | STIFEL FINANCIAL CORP | 108,970 | 109,000 | 0.09% | PRN | |
| 12 | Jefferies Group LLC | 149,000 | 147,000 | 0.12% | PRN | |
| 13 | ADVENT CAPITAL MANAGEMENT /DE/ | 202,000 | 177,000 | 0.14% | PRN | |
| 14 | Clearbridge Investments, LLC | 218,000 | 218,000 | 0.17% | PRN | |
| 15 | WHITTIER TRUST CO | 725,000 | 718,000 | 0.57% | PRN | |
| 16 | CREDIT SUISSE AG/ | 884,000 | 876,000 | 0.69% | PRN | |
| 17 | Verition Fund Management LLC | 2,000,000 | 1,991,000 | 1.57% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 2,434,000 | 2,411,000 | 1.91% | PRN | |
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 2,449,000 | 2,435,000 | 1.92% | PRN | |
| 20 | WESTWOOD HOLDINGS GROUP INC | 3,150,000 | 3,116,000 | 2.46% | ||
| 21 | CITIGROUP INC | 3,345,000 | 3,314,000 | 2.62% | PRN | |
| 22 | WADDELL & REED FINANCIAL INC | 3,500,000 | 3,467,000 | 2.74% | PRN | |
| 23 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,485,000 | 2.75% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 3,550,000 | 3,516,737 | 2.78% | PRN | |
| 25 | CSS LLC/IL | 6,782,000 | 6,753,000 | 5.34% | PRN | |
| 26 | MACKAY SHIELDS LLC | 9,719,000 | 9,655,000 | 7.63% | PRN | |
| 27 | JPMORGAN CHASE & CO | 11,075,000 | 11,075,000 | 8.75% | PRN | |
| 28 | CITADEL ADVISORS LLC | 11,500,000 | 11,459,000 | 9.05% | PRN | |
| 29 | Pine River Capital Management L.P. | 11,615,000 | 11,525,000 | 9.11% | PRN | |
| 30 | Empyrean Capital Partners, LP | 16,426,000 | 16,311,000 | 12.89% | PRN | |
| 31 | OAKTREE CAPITAL MANAGEMENT LP | 16,421,000 | 16,358,000 | 12.93% | PRN | |
| 32 | D. E. Shaw & Co., Inc. | 17,500,000 | 17,342,000 | 13.70% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
