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PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $55,845,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 1,084,700 7,983,000 14.29%
2 MARXE AUSTIN W & GREENHOUSE DAVID M 1,000,000 7,360,000 13.18%
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,000,000 7,360,000 13.18%
4 BLACKROCK ADVISORS LLC 846,937 6,233,000 11.16%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 813,478 5,987,000 10.72%
6 DSC Advisors, L.P. 785,463 5,781,000 10.35%
7 BlackRock Group LTD 429,387 3,160,000 5.66%
8 PERCEPTIVE ADVISORS LLC 400,000 2,944,000 5.27%
9 Pinnacle Summer Investments, Inc. 383,100 2,819,000 5.05%
10 Rock Springs Capital Management LP 325,000 2,392,000 4.28%
11 VANGUARD GROUP INC 265,308 1,953,000 3.50%
12 BlackRock Investment Management, LLC 119,457 879,000 1.57%
13 Spark Investment Management LLC 39,800 292,000 0.52%
14 GEODE CAPITAL MANAGEMENT, LLC 37,522 276,000 0.49%
15 BlackRock Fund Advisors 22,708 167,000 0.30%
16 GOLDMAN SACHS GROUP INC 17,361 128,000 0.23%
17 THOMPSON DAVIS & CO., INC. 9,000 66,000 0.12%
18 MORGAN STANLEY 5,015 37,000 0.07%
19 BlackRock Institutional Trust Company, N.A. 3,473 26,000 0.05%
20 BANK OF AMERICA CORP /DE/ 196 1,000 0.00%
21 Tower Research Capital LLC (TRC) 200 1,000 0.00%
22 CITIGROUP INC 51 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.