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PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 70 Institutional holders with a total value of $67,908,404.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 17 0 0.00%
2 WELLS FARGO & COMPANY/MN 55 0 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 5 20 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 814 3,000 0.00%
5 MUFG Americas Holdings Corp 632 3,000 0.00%
6 Creative Planning 1,000 4,000 0.01%
7 MEEDER ASSET MANAGEMENT INC 2,072 8,000 0.01%
8 Financial Architects, Inc 3,300 13,000 0.02%
9 Tower Research Capital LLC (TRC) 6,103 24,000 0.04%
10 Chicago Partners Investment Group LLC 5,000 33,000 0.05%
11 ROYAL BANK OF CANADA 10,334 41,000 0.06%
12 RUSSELL INVESTMENTS GROUP, LTD. 10,264 41,000 0.06%
13 STATE STREET CORP 11,200 45,000 0.07%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,000 56,000 0.08%
15 ClariVest Asset Management LLC 14,911 60,000 0.09%
16 JPMORGAN CHASE & CO 15,333 61,000 0.09%
17 Virtu KCG Holdings LLC 15,834 63,000 0.09%
18 CITADEL ADVISORS LLC 16,338 66,000 0.10%
19 PRELUDE CAPITAL MANAGEMENT, LLC 20,700 83,000 0.12%
20 A.R.T. Advisors, LLC 23,176 92,000 0.14%
21 BARCLAYS PLC 28,446 114,000 0.17%
22 Nine Chapters Capital Management LLC 30,300 122,000 0.18%
23 Squarepoint Ops LLC 31,232 125,000 0.18%
24 CREDIT SUISSE AG/ 34,721 139,000 0.20%
25 ALGERT GLOBAL LLC 34,603 139,000 0.20%
26 NORTHERN TRUST CORP 42,193 169,000 0.25%
27 Connor, Clark & Lunn Investment Management Ltd. 44,265 178,000 0.26%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 47,655 191,000 0.28%
29 JACOBS LEVY EQUITY MANAGEMENT, INC 48,443 194,000 0.29%
30 Bank of New York Mellon Corp 57,034 228,000 0.34%
31 TFS CAPITAL LLC 60,894 244,000 0.36%
32 Spark Investment Management LLC 61,800 247,000 0.36%
33 LMR Partners LLP 62,870 252,000 0.37%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 65,000 261,000 0.38%
35 Paloma Partners Management Co 66,418 266,000 0.39%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,906 272,000 0.40%
37 MORGAN STANLEY 75,998 305,000 0.45%
38 Fisher Asset Management, LLC 85,644 343,000 0.51%
39 Sio Capital Management, LLC 85,867 344,000 0.51%
40 D. E. Shaw & Co., Inc. 88,905 357,000 0.53%
41 ELEMENT CAPITAL MANAGEMENT LLC 91,861 368,000 0.54%
42 BANK OF AMERICA CORP /DE/ 103,735 416,000 0.61%
43 NORGES BANK 105,910 425,000 0.63%
44 Legal & General Group Plc 110,249 442,000 0.65%
45 GEODE CAPITAL MANAGEMENT, LLC 119,223 478,000 0.70%
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 134,011 537,384 0.79%
47 Allianz Asset Management GmbH 138,633 556,000 0.82%
48 DEUTSCHE BANK AG\ 154,477 619,000 0.91%
49 GOLDMAN SACHS GROUP INC 160,204 642,000 0.95%
50 OXFORD ASSET MANAGEMENT LLP 186,276 747,000 1.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.