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NEWCASTLE INVESTMENT CORP
NEWCASTLE INVESTMENT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 113 Institutional holders with a total value of $1,071,767,901.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Joel Isaacson & Co., LLC 1,424 18,000 0.00%
102 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,333 17,000 0.00%
103 SUMMIT SECURITIES GROUP LLC 990 13,000 0.00%
104 NEW ENGLAND SECURITIES CORP /MA/ 957 12,000 0.00%
105 Winslow, Evans & Crocker, Inc. 934 11,832 0.00%
106 AMERICAN INTERNATIONAL GROUP, INC. 861 10,917 0.00%
107 Ground Swell Capital, LLC 788 10,000 0.00%
108 FIRST MANHATTAN CO. LLC. 844 10,000 0.00%
109 WOLVERINE ASSET MANAGEMENT LLC 200 7,000 0.00% Put
110 Tower Research Capital LLC (TRC) 400 5,000 0.00%
111 MSI Financial Services Inc 233 3,000 0.00%
112 BARCLAYS PLC 227 3,000 0.00%
113 JANUS HENDERSON GROUP PLC 150,000 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.