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EQUITY COMWLTH
EQUITY COMWLTH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 37 Institutional holders with a total value of $158,214,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SECURITY CAPITAL RESEARCH & MANAGEMENT INC 1,589,090 40,903,000 25.85%
2 FMR LLC 849,112 21,848,000 13.81%
3 MORGAN STANLEY 846,100 21,779,000 13.77%
4 BlackRock Fund Advisors 740,606 19,063,000 12.05%
5 Quadrant Real Estate Advisors LLC 320,000 8,237,000 5.21% SH
6 ICON ADVISERS INC/CO 304,736 7,844,000 4.96%
7 FLAHERTY & CRUMRINE INC 229,437 5,853,000 3.70%
8 FIRST TRUST ADVISORS LP 178,774 4,602,000 2.91%
9 COHEN & STEERS, INC. 166,524 4,285,000 2.71%
10 Westchester Capital Management, LLC 152,700 3,895,000 2.46%
11 Daiwa Securities Group Inc. 103,524 2,665,000 1.68%
12 Orinda Asset Management LLC 81,225 2,090,000 1.32%
13 Global X Management CO LLC 74,461 1,916,000 1.21%
14 Edgemoor Investment Advisors, Inc. 74,416 1,915,000 1.21%
15 Nuveen Asset Management, LLC 64,973 1,672,000 1.06%
16 JPMORGAN CHASE & CO 61,650 1,587,000 1.00%
17 Advisors Asset Management, Inc. 60,786 1,564,000 0.99%
18 VAN ECK ASSOCIATES CORP 46,902 1,207,000 0.76%
19 GUGGENHEIM CAPITAL LLC 38,325 985,000 0.62%
20 KCM INVESTMENT ADVISORS LLC 22,573 581,000 0.37%
21 UBS AG 19,873 512,000 0.32%
22 BARCLAYS PLC 16,046 403,000 0.25%
23 SPIRIT OF AMERICA MANAGEMENT CORP/NY 14,060 362,000 0.23%
24 Cambridge Investment Research Advisors, Inc. 13,612 350,000 0.22%
25 D.A. DAVIDSON & CO. 13,597 349,000 0.22%
26 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 12,560 323,000 0.20%
27 WELLS FARGO & COMPANY/MN 11,386 293,000 0.19%
28 LPL Financial LLC 10,550 272,000 0.17%
29 CITY NATIONAL BANK 10,000 257,000 0.16%
30 CITIGROUP INC 7,885 203,000 0.13%
31 Invesco Ltd. 6,898 178,000 0.11%
32 ROYAL BANK OF CANADA 5,250 135,000 0.09% PRN
33 BANK OF AMERICA CORP /DE/ 1,400 36,000 0.02%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 26,000 0.02%
35 Kemper Corp Master Retirement Trust 450 12,000 0.01%
36 AMERICAN INTERNATIONAL GROUP, INC. 300 7,722 0.00%
37 NEXT Financial Group, Inc 200 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.